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USAWC  STRATEGY  RESEARCH  PROJECT 


THE  EVOLUTION  OF  STRATEGIC  INFLUENCE 


by 


LTC  SUSAN  L.  GOUGH 
UNITED  STATES  ARMY 


Professor  Frank  Jones 
Project  Adviser 


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U.S.  Government,  the  Department  of  Defense,  or  any  of  its  agencies. 


U.S.  Army  War  Coiiege 

CARLISLE  BARRACKS,  PENNSYLVANIA  17013 


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The  Evolution  of  Strategic  Influence 

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Susan  Gough; 

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U.S.  Army  War  College, Carlisle  Barracks, Carlisle, PA, 17013-5050, 

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13.  SUPPLEMENTARY  NOTES 

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ABSTRACT 


AUTHOR:  LTC  Susan  L.  Gough 

TITLE:  The  Evolution  of  Strategic  Influence 

FORMAT:  Strategy  Research  Project 

DATE:  7  April  2003  PAGES:  60  CLASSIFICATION:  Unclassified 


This  paper  will  examine  the  evolution  of  how  the  U.S.  Government  and  the  Department  of 
Defense  have  organized  to  conduct  strategic  influence  as  an  instrument  of  national  power,  from 
the  Psychological  Warfare  Division  of  World  War  II,  through  the  Psychological  Strategy  Board 
and  Operations  Coordinating  Board  of  the  early  Cold  War,  through  the  Vietnam  years  to  today. 
Are  they  organized  effectively  today  to  meet  the  asymmetric  threats  of  the  21^*  Century? 


iv 


TABLE  OF  CONTENTS 


ABSTRACT . iii 

THE  EVOLUTION  OF  STRATEGIC  INFLUENCE . 1 

WORLD  WAR  II . 3 

EARLY  COLD  WAR . 6 

TRUMAN . 7 

EISENHOWER . 12 

MIDDLE  COLD  WAR . 15 

REAGAN  AND  BEYOND . 20 

STRATEGIC  INFLUENCE  TODAY . 28 

THE  WAY  AHEAD . 33 

ENDNOTES . 39 

BIBLIOGRAPHY . 49 


V 


vi 


THE  EVOLUTION  OF  STRATEGIC  INFLUENCE 


It  is  the  significant  actions  taken  by  government  in  and  of  themselves,  the 
appropriate  and  most  desirable  arrangements  of  such  actions,  and  the 
manner  and  emphasis  of  the  publication  of  such  actions  to  the  world,  that 
advance  the  struggle  for  men’s  minds  and  create  a  desirable  climate  of 
world  opinion. 

— Robert  Cutler 

In  the  aftermath  of  the  terrorist  attacks  on  America  in  September  2001 ,  both  the 
American  people  and  the  U.S.  Government  tried  to  understand  why  some  people  could  hate  the 
United  States  so  much  that  they  would  perpetrate  such  acts.  Time  and  investigation  into  the 
motivations  behind  the  terrorist  acts  have  revealed  that  simply  destroying  terrorist  organizations 
will  not  alter  the  conditions  or  mindsets  that  fostered  such  actions. 

America  has  again  entered  a  war  of  ideas,  of  hearts  and  minds  -  a  war  of  ideologies  as 
potent  and  potentially  dangerous  as  the  Cold  War.  Failure  to  succeed  could  have  equally  dire 
consequences  as  any  envisioned  in  the  struggle  against  the  Soviet  Union  and  Communism. 

Like  the  Cold  War,  this  is  a  global  war.  Like  the  Cold  War,  the  War  on  Terrorism  needs  to 
contain  the  wellsprings  of  Anti-Americanism  to  prevent  further  spreading,  and  then  to  erode  and 
eventually  eliminate  those  wellsprings.  As  before,  this  new  war  for  the  minds  of  men  includes 
our  friends,  allies  and  neutral  audiences,  as  well  as  hostile  ones.  Despite  its  lone  superpower 
status,  the  United  States  will  need  the  support  of  other  nations  to  succeed  on  a  long-term, 
global  scale. 

Since  September  1 1 ,  the  Bush  Administration  has  wrestled  with  how  to  organize  and 
conduct  a  campaign  to  influence  world  audiences  on  a  global  scale  -  how  to  organize  for 
strategic  influence.  In  this  paper,  strategic  influence  is  broadly  defined  as  the  deliberate, 
conscious  coordination  or  integration  of  all  government  informational  activities  designed  to 
influence  opinions,  attitudes,  and  behavior  of  foreign  groups  in  ways  that  will  promote  U.S. 
national  objectives,  combined  with  other  elements  of  national  power  to  achieve  maximum 
psychological  effect. 

Every  act  of  government  has  a  psychological  impact.  The  movement  of  a  carrier  battle 
group  from  one  end  of  the  Mediterranean  Sea  to  the  other,  for  example,  has  a  direct 
psychological  impact  on  the  countries  in  the  area  it  departed  and  the  countries  near  its  new 
location.  It  may  also  indirectly  influence  other  audiences  around  the  world.  The  movement  of 
the  carrier  becomes  part  of  a  strategic  influence  campaign  when  its  movement  was  deliberately 


directed  and  timed  with  White  House  and  Department  of  Defense  (DoD)  press  conferences, 
with  State  Department  diplomatic  endeavors,  and  with  other  government  actions  to  magnify  the 
psychological  effect. 

Strategic  influence  is  nothing  new;  the  United  States  has  conducted  strategic  influence 
campaigns  since  its  inception.  The  history  of  strategic  influence  in  the  United  States  has  been  a 
roller  coaster,  with  ups  and  downs  and  occasional  unexpected  turns  in  new  directions.  And  like 
a  roller  coaster,  we  always  seem  to  end  up  back  where  we  started.  This  oscillating  approach 
has  been  a  result  of  a  peculiarly  American  outlook  that  using  persuasion  and  influence  at  the 
national  level  is  somehow  unethical  and  inconsistent  with  a  democracy,  that  using 
“psychological  tricks”  is  “dirty”  and  immoral,  and  that  it’s  completely  unnecessary:  there  is  no 
need  to  overtly  persuade;  the  United  States  should  just  factually  show  the  world  who  we  are, 
and  everyone  will  automatically  recognize  how  wonderful  we  are  and  want  to  emulate  us.  The 
successful  propaganda  efforts  of  U.S.  enemies  also  contributed  to  the  American  distaste  in 
many  circles  for  strategic  influence.  Anything  that  smacked  of  propaganda  or  psychological 
warfare  became  something  that  only  the  “bad  guys”  did:  first  the  Nazis,  then  the  Soviets. 
Fortunately,  despite  this  attitude  and  resistance,  most  U.S.  administrations  in  the  latter  half  of 
the  20’^  Century  recognized  both  the  value  and  need  for  strategic  influence. 

Strategic  influence  and  its  elements  have  been  known  by  many  names:  foreign 
information  program,  international  information  activities,  political  warfare,  propaganda, 
psychological  warfare,  psychological  operations,  public  information,  public  affairs,  public 
diplomacy,  international  military  information,  information  operations,  influence  operations,  and 
perception  management,  to  name  just  a  few.  Further,  strategic  influence  has  always  had  both 
overt  and  covert  components. 

Today,  key  informational  components  of  strategic  influence  include  public  affairs, 
political  warfare,  political  advocacy,  public  diplomacy  and  psychological  operations.  While  each 
of  the  components  contains  a  persuasive  element  to  some  degree,  by  themselves  they  do  not 
constitute  strategic  influence.  Public  diplomacy  by  itself  is  not  strategic  influence. 

Psychological  operations  are  not  strategic  influence.  None  of  these  components  can  be 
conducted  in  isolation  in  the  21®‘  Century.  Strategic  influence  constitutes  the  orchestrated 
combination  of  them  all. 

There  is  an  accepted  belief  that  history  repeats  itself,  and  that  the  mistakes  of  history  will 
be  repeated  if  we  don’t  learn  them.  As  the  Bush  Administration  continues  to  prosecute  the  War 
on  Terrorism,  what  can  history  teach  us  about  organizing  for  strategic  influence?  How  has  the 
U.S.  Government  organized  in  the  past  to  coordinate  and  conduct  strategic  influence?  What 


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has  been  the  DoD  organization  for  and  role  in  strategic  influence?  In  a  world  where  information, 
both  true  and  false,  is  available  worldwide,  twenty-four  hours  a  day,  where  events  are  broadcast 
worldwide  virtually  instantaneously,  is  the  United  States  organized  effectively  to  win  the 
strategic  influence  battle  of  the  War  on  Terrorism? 

WORLD  WAR  II 

The  real  crucible  for  the  evolution  of  U.S.  strategic  influence  was  World  War  II.  While 
there  had  been  a  successful  foray  into  propaganda  during  World  War  I,  that  experience  was 
fleeting.  U.S.  propaganda  in  World  War  I  had  no  lasting  impact  on  the  people  involved,  the  U.S. 
Government,  or  the  War  Department.  World  War  II,  however,  laid  the  foundation  for  the  future 
for  strategic  influence.  While  many  people  still  had  doubts  about  the  efficacy  of  propaganda 
and  psychological  warfare,  few  had  been  unexposed  to  it.  Propaganda  was  everywhere:  on 
the  home  front,  in  local,  national  and  international  news,  and  across  the  battlefields.  Names 
synonymous  with  early  U.S.  Government  and  DoD  efforts  in  strategic  influence  had  their 
seminal  experiences  in  psychological  warfare  in  World  War  II  -  Robert  McClure,  Robert  Cutler, 
and  Gordon  Gray,  to  name  just  a  few.  And  the  impressions  and  experience  of  these  and  other 
World  War  II  veterans  directly  affected  the  U.S.  Government’s  approach  to  strategic  influence 
through  at  least  1960. 

At  the  outbreak  of  World  War  II,  neither  the  U.S.  Government  nor  the  War  Department 
had  an  organized  capability  to  conduct  psychological  warfare.  There  were  no  committees  trying 
to  coordinate  amongst  the  departments.  No  departments  or  agencies  had  offices  or  personnel 
dedicated  to  propaganda.  The  Army  had  no  psychological  operations  units,  and  had  not  had  a 
psychological  warfare  office  on  the  staff  since  1918.^ 

In  early  1941 ,  Colonel  William  B.  Donovan  conducted  a  fact-finding  trip  to  the  Middle 
East  and  Great  Britain.  Donovan  was  particularly  impressed  by  Britain’s  system  of  coordinating 
and  combining  intelligence,  counterintelligence,  psychological  warfare  and  unorthodox  methods 
of  sabotage,  subversion  and  guerrilla  warfare  to  achieve  objectives.  Upon  his  return,  Donovan 
recommended  that  the  U.S.  establish  a  single  agency  to  coordinate  and  control  these  same 
elements  for  the  U.S.  Government. 

Donovan’s  recommendations,  combined  with  the  growing  Nazi  threat,  apparently 
received  support  within  the  Roosevelt  Administration.  On  1 1  July  1 941 ,  President  Franklin  D. 
Roosevelt  established  the  office  of  the  Coordinator  of  Information  (COI),  with  Donovan  as  its 
first  director.  COI  had  two  divisions.  Research  &  Analysis  and  the  Foreign  Information  Service 


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(FIS),  plus  sections  for  special  intelligence  and  sabotage.  FIS  had  the  information  piece,  with  a 
mission  to  explain  U.S.  policy  everywhere  except  Latin  America.^ 

Thus  the  initial  seed  for  strategic  influence  was  sowed.  But  conjoined  to  that  seed  from 
its  inception  was  a  disease  that  continues  to  plague  strategic  influence  today:  internecine  and 
interagency  rivalry,  misperceptions,  misinformation,  and  “turf”  battles  over  control,  frequently 
leading  to  deliberate  roadblocks.  Not  everyone  was  happy  with  COI;  too  few  people  understood 
either  psychological  warfare  or  the  infant  “special  operations.” 

Less  than  a  year  later,  on  1 1  June  1 942,  Roosevelt  dissolved  the  COI,  replacing  it  with 
two  new  organizations:  the  Office  of  War  Information  (OWI),  responsible  for  the  psychological 
warfare  function,  and  the  Office  of  Strategic  Services  (OSS),  responsible  for  special  operations. 
Roosevelt  created  OWI  due  to  a  need  to  consolidate  wartime  information  and  psychological 
warfare  activities  in  one  agency  and  to  better  coordinate  with  the  increasing  number  of  agencies 
involved  in  propaganda.  Roosevelt  also  desired  to  separate  wartime  propaganda  from  strategic 
intelligence  and  special  operations.  Over  the  next  several  months,  additional  presidential 
directives  clarified  the  lines  of  responsibility  between  OWI  and  OSS.  OWI  had  responsibility  for 
domestic  and  overt  psychological  warfare,  while  OSS  had  the  mission  to  conduct  covert 
operations,  including  covert  psychological  warfare.  Interestingly,  the  last  such  directive,  in 
March  1943,  directed  that  OWI  coordinate  its  activities  with  the  military  services,  but  did  not 
direct  that  OSS  do  the  same.^ 

The  War  Department  also  began  examining  psychological  warfare.  In  June  1941 ,  John 
J.  McCloy,  the  Assistant  Secretary  of  War,  formed  a  Special  Study  Group  within  G-2  to  plan  for 
future  psychological  warfare  operations.  This  office  eventually  evolved  into  the  Psychological 
Warfare  Branch  (PWB),  G-2.^ 

Over  the  next  year,  a  multitude  of  committees  and  groups  were  established  to  wrestle 
with  psychological  warfare  issues:  the  Joint  Chiefs  of  Staff  (JCS)  established  a  Joint 
Psychological  Warfare  Committee  and  a  Joint  Psychological  Warfare  Advisory  Subcommittee; 
OSS  established  a  Supporting  Committee  on  Psychological  Warfare;  and  Donovan  chaired  a 
Joint  Psychological  Warfare  Advisory  Committee  that  was  chartered  to  coordinate  psychological 
warfare  activities  with  other  government  and  civilian  agencies  outside  JCS  purview,  including 
OWI  and  the  State  Department.^ 

This  multitude  of  groups  actually  proved  counterproductive  at  this  stage  of  the 
development  of  strategic  influence.  In  December  1 942,  the  War  Department  disbanded  the 
PWB.  Too  many  agencies  complained  about  the  difficulty  of  defining  psychological  warfare  and 
the  various  interpretations  caused  conflict  within  the  Department.  Interagency  “turf”  battles  in 


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the  new  arena  hampered  any  coordinated,  constructive  effort.  JCS  subsequently  abolished  all 
of  its  psychological  warfare  committees  and  gave  OSS  responsibility  for  military  psychological 
activities.  In  response,  the  Army  eliminated  its  PWB.®  More  than  a  year  before  the  U.S. 
launched  Operation  Overlord,  the  top  levels  of  the  military  bureaucracy  had  no  psychological 
warfare  offices,  because  they  could  not  agree  on  a  definition  or  who  should  be  responsible  for 
what  activities. 

However,  the  military  was  not  bereft  of  psychological  warfare  assets.  The  same  JCS 
document  which  disbanded  the  PWB  and  committees  also  gave  the  military  theater 
commanders  control  of  psychological  warfare  within  their  areas.  This  direction  implicitly  gave 
theater  commanders  the  authority  to  determine  their  own  relationship  with  OWI  and  OSS.^ 

Both  the  Pacific  and  European  theaters  conducted  operational  and  tactical  psychological 
warfare,  controlled  by  organizations  at  the  theater  level.  The  theater  commands  created 
Psychological  Warfare  Branches  or  Divisions,  depending  on  their  needs.  General  Eisenhower 
activated  the  largest  of  these,  the  PWB  at  Allied  Forces  Headquarters  (PWB/AFHQ),  in  North 
Africa  in  November  1942.  By  February  1944,  PWB/AFHQ  had  expanded  to  become  the 
Psychological  Warfare  Division,  Supreme  Headquarters,  Allied  Expeditionary  Force.®  At  the 
tactical  level,  the  Army  established  a  number  of  Mobile  Radio  Broadcasting  Companies,  armed 
with  print  presses,  loudspeakers,  typewriters,  radios,  public  address  systems  and  leaflet  bombs. 
These  units  operated  much  as  military  tactical  psychological  operations  units  do  today,  forming 
small  teams  that  deploy  forward  to  directly  support  the  combat  units.® 

In  November  1943,  after  much  discussion  and  still  with  lukewarm  endorsements,  the 
Army  reversed  its  earlier  decision  and  established  a  Propaganda  Branch  in  G-2  in  November 
1943.  The  new  branch  had  responsibility  to  coordinate  propaganda  functions  for  the  War 
Department,  to  staff  OWI  plans  through  JCS,  and  to  provide  an  Army  representative  to  the  JCS 
liaison  with  OWI.^° 

Following  World  War  II,  despite  advice  to  the  contrary  and  the  efforts  of  those  involved. 
Army  psychological  warfare  staffs  and  units  virtually  disappeared  during  the  post-war 
drawdown.  OWI  and  OSS  also  disbanded.  By  the  outbreak  of  the  Korean  War  five  years  later, 
the  Army  had  only  one  operational  psychological  warfare  troop  unit." 

Two  notable  exceptions  remained.  In  the  occupied  territories,  the  theater  military 
Psychological  Warfare  Divisions  became  Information  Control  Divisions  (ICD).  The  ICDs 
focused  on  “consolidation  psychological  operations”  -  gaining  the  cooperation  of  the  civilian  and 
military  populace  in  the  occupied  area,  creating  favorable  public  opinions  for  Allied  objectives  for 


5 


the  areas,  and  controlling  all  information  sources  as  well  as  the  dissemination  of  information 
within  the  occupied  territories.^^ 

At  the  War  Department  and  Army  headquarters,  the  Psychological  Warfare  Branch 
moved  in  late  1946  from  the  G-2  to  the  Policy  Section,  Plans  and  Operations  Division.  This 
marked  the  first  recognition  that  psychological  operations  are  operational  in  nature,  and  while 
intelligence  supports  psychological  operations,  psychological  activities  are  not  an  intelligence 
function.  However,  centralization  of  psychological  warfare  still  eluded  the  War  Department. 
Responsibilities  for  different  aspects  of  psychological  warfare  rested  with  several  different 
agencies  within  the  Department.  Not  until  the  Office  of  the  Chief  of  Psychological  Warfare  was 
established  in  January  1951  did  the  War  Department  achieve  centralization  of  effort. 

At  the  end  of  World  War  II,  while  writing  about  his  experiences  as  Supreme  Commander, 

Allied  Expeditionary  Forces,  General  Eisenhower  noted: 

“In  this  war,  which  was  total  in  every  sense  of  the  word,  we  have  seen 
many  great  changes  in  military  science.  It  seems  to  me  that  not  the  least  of 
these  was  the  development  of  psychological  warfare  as  a  specific  and 
effective  weapon...!  am  convinced  that  the  expenditure  of  men  and  money 
in  wielding  the  spoken  and  written  word  was  an  important  contributing 
factor... Without  doubt,  psychological  warfare  has  proved  its  right  to  a  place 
of  dignity  in  our  military  arsenal. 

When  Eisenhower  became  President,  psychological  warfare  became  far  more  than  just 
a  piece  of  the  military  arsenal. 

THE  EARLY  COLD  WAR 

The  early  Cold  War  years  were  a  “Golden  Age”  for  strategic  influence.  Veterans 
populated  every  department  and  agency  of  the  U.S.  Government  -  veterans,  who,  while  they 
may  not  have  been  directly  involved  in  psychological  warfare,  had  seen  the  value  and  impact  of 
such  activities,  and  wanted  to  keep  and  utilize  that  capability  in  the  future.  Many  people  in 
government  also  correctly  read  the  early  evidence  that  the  Soviet  Union  had  also  recognized 
the  impact  of  propaganda  during  World  War  II,  and  was  quickly  building  what  would  become  a 
fearsome  propaganda  machine.  The  perspective  of  the  country  changed,  too,  in  the  aftermath 
of  World  War  II  and  the  beginning  of  the  “Nuclear  Age”  -  no  longer  could  isolationism  rule;  the 
U.S.  had  to  become  the  leader  of  the  free  world.  Information  and  influence  on  the  international 
scene  grew  in  importance,  as  did  the  means  to  disseminate  information. 

The  need  for  enhanced  coordination  of  national  security  policy  at  the  top  levels  of  the 
U.S.  Government  arrived  on  the  coattails  of  World  War  II.  In  June  1945,  James  Forrestal, 
Secretary  of  the  Navy,  asked  Ferdinand  Eberstadt,  vice  chairman  of  the  War  Productions 


6 


Board,  to  conduct  a  study  on  what  form  of  postwar  organization  should  be  established  to 
provide  for  national  security.  Forrestal  requested  recommendations  not  just  for  better 
organizing  the  War  and  Navy  Departments,  but  also  how  to  better  integrate  the  military  services 
with  other  government  departments  and  agencies  for  national  security  matters.^® 

In  his  report  to  Forrestal,  Eberstadt  recognized  that  a  new  organization  for  the  military 
services  and  their  integration  with  other  departments  was  just  one  piece  of  a  larger  problem  that 
needed  to  be  solved.  He  discussed  the  growing  necessity  to  integrate  and  provide  direction  for 
all  the  departments  and  agencies  within  the  U.S.  Government  towards  a  common  goal  and  a 
unity  of  effort.  Eberstadt  also  believed  that  stronger  ties  should  be  created  among  the  military 
services,  departments  and  agencies  for  strategy,  logistics,  planning,  scientific  research, 
mobilization,  and  “between  the  gathering  of  information  and  intelligence  and  its  dissemination 
and  use.”'® 

To  accomplish  the  necessary  integration  and  direction,  Eberstadt  recommended  the 
creation  of  a  National  Security  Council  to  be  the  cornerstone  of  a  new  national  security 
organization.  Among  its  duties  and  functions  as  the  formulator  and  coordinator  for  national 
security  policy,  Eberstadt  recommended,  “the  Council  should  also  control  the  policies  and 
activities  of  the  organizations  responsible  for  the  conduct  of  psychological  and  economic 
warfare.”'^  Strategic  influence,  then,  has  been  a  part  of  the  National  Security  Council  since  its 
inception. 

TRUMAN 

Two  years  later,  on  26  July  1947,  President  Truman  signed  the  National  Security  Act,  to 
“provide  for  the  establishment  of  integrated  policies  and  procedures  for  the  departments, 
agencies,  and  functions  of  the  Government  relating  to  national  security.”'®  The  National 
Security  Act  enacted  many  of  Eberstadt’s  recommendations,  including  both  the  creation  of  the 
National  Security  Council,  to  advise  the  President  on  the  integration  of  domestic,  foreign,  and 
military  policies  relating  to  national  security,  and  the  creation  of  the  Central  Intelligence  Agency 
(CIA).'® 

The  National  Security  Council’s  first  foray  into  a  national  information  policy  came  in 
December  1947,  with  the  signing  of  National  Security  Council  Memorandum  (NSC)  4/4A, 
“Coordination  of  Foreign  Information  Measures.”  The  National  Security  Council  hoped  this 
directive  would  correct  the  lack  of  coordination  in  a  weak  U.S.  propaganda  campaign,  to  counter 
the  we  1 1 -coordinated  and  increasingly  effective  Soviet  propaganda  campaign.  NSC  4  dealt  with 
overt  information  policy.  The  memorandum  designated  the  State  Department  as  the  primary 


7 


coordinator  of  U.S.  information  policy,  and  created  the  Interagency  Foreign  Information 
Organization  (IFIO).  NSC  4  also  identified  the  CIA  and  the  Army’s  Chief  of  Information,  under 
the  Deputy  Chief  of  Staff,  as  key  supporters  of  the  national  propaganda  effort.  NSC  4  included 
the  Navy’s  Division  of  Public  Information  and  the  Air  Force  Troop  Information  and  Education 
Division  as  potential  players  as  well.  The  latter  agency,  and  others  similar  to  it,  was  included  in 
information  policy  organizations  throughout  the  Cold  War  because  Cold  War  psychological 
warfare  and  counter-propaganda  campaigns  also  included  protecting  and  arming  troops  against 
hostile  propaganda.  NSC  4A,  a  classified  annex,  directed  the  CIA  to  initiate  and  conduct  covert 
psychological  operations  to  counteract  Soviet  propaganda.^®  Echoes  of  OWI  and  OSS  can  be 
clearly  seen  in  this  delineation  of  effort  between  overt  and  covert  operations. 

IFIO  members  included  the  Joint  Chiefs  of  Staff  (JCS),  the  Office  of  the  Secretary  of 
Defense  (OSD),  CIA  and  the  National  Security  Resources  Board.^^  The  Assistant  Secretary  of 
State  for  Public  Affairs  headed  the  organization.  IFIO  did  little  until  the  Korean  War.  During  that 
conflict,  IFIO  issued  weekly  directives  that  were  to  be  used  by  member  agencies  as  a  basis  for 
their  propaganda  activities  overseas.  IFIO’s  more  lasting  contribution  came  from  its  chairman, 
Edward  Barrett,  who  first  suggested  the  creation  of  a  National  Psychological  Strategy  Board  in 
August  1 950  to  more  effectively  coordinate  the  national  effort.  For  Barrett  and  the  State 
Department,  however,  it  was  also  a  move  to  demilitarize  the  Government’s  psychological 
warfare  activities.^^ 

Congress  also  maintained  a  keen  interest  in  national  information  and  security  policy. 
After  a  visit  to  Europe,  where  they  had  been  inundated  with  hostile  Soviet  propaganda.  Senator 
H.  Alexander  Smith  and  Representative  Karl  Mundt  sponsored  the  Smith-Mundt  Act.  This  Act, 
which  passed  with  little  difficulty  on  1 6  January  1 948,  “breathed  life  into  overseas  information 
programs,”  and  laid  the  groundwork  for  the  future  U.S.  Information  Agency  (USIA).  The  Smith- 
Mundt  Act  provided  funds  “to  spread  America’s  message  to  the  world”  through  a  variety  of 
media,  including  radio,  print,  film  and  exchange  programs.”^®  The  Smith-Mundt  Act  also 
directed  that  any  such  information  and  programs  “shall  not  be  disseminated  within  the  United 
States,  its  territories,  or  possessions. Congressional  and  Department  of  Defense  General 
Counsels  have  interpreted  this  statute  to  also  apply  to  military  psychological  operations. 

In  response  to  the  concerns  and  disagreements  between  DoD  and  the  State  Department 
over  the  implications  of  NSC  4/4A,  President  Truman  signed  NSC  10/2  on  18  June  1948.  This 
directive  created  the  Office  of  Special  Projects,  to  carry  out  covert  activities  that  had  been 
assigned  to  the  CIA,  including  covert  psychological  operations.  The  Office  of  Special  Projects 
carried  out  plans  as  formulated  by  the  Departments  of  State  and  Defense,  but  reported  only  to 


8 


the  CIA.  This  gave  State  and  Defense  some  input  into  covert  operations,  but  kept  responsibility 
for  it  within  the  CIA.  To  maintain  the  secrecy  and  security  of  the  covert  operations,  the  name  of 
the  office  changed  shortly  thereafter  to  the  more  ambiguous  Office  of  Policy  Coordination.^® 

One  of  CIA’s  early  ventures  included  the  establishment  and  covert  funding  of  U.S. -controlled 
overseas  broadcasting  stations,  including  Radio  Free  Europe  and  Radio  Liberty.^® 

As  the  Cold  War  continued  to  build,  some  officials  in  the  Truman  Administration  argued 
that  the  U.S.  needed  to  do  more  than  it  was  currently  doing  to  influence  the  world  situation. 
Based  on  recommendations  from  an  ad  hoc  committee  headed  by  Paul  Nitze,  Truman  signed 
NSC  68  on  1 4  Apr  1 950.  NSC  68  called  for  an  intense  program  of  both  overt  and  covert 
economic,  political  and  psychological  warfare  to  influence  the  political  and  psychological 
conditions  in  both  the  Free  World  and  Soviet  areas,  with  a  particular  aim  to  foster  unrest  in 
Soviet  satellite  countries.”^^  NSC  68  was  the  hallmark  of  the  American  containment  strategy  of 
the  Cold  War. 

While  the  Truman  Administration  prepared  to  fight  both  the  Cold  War  and  a  potential 
World  War  III,  North  Korea  attacked  South  Korea  in  the  Fall  of  1950  and  precipitated  a  new  type 
of  war  -  “limited”  war.  The  Soviet  role  in  the  origins  of  the  Korean  War  galvanized  the  need  for 
better  coordination  and  planning  of  psychological  warfare  at  the  national  level.  The  Soviets 
increasingly  used  propaganda  and  other  unorthodox  methods  to  increase  their  sphere  of 
influence.  The  United  States  needed  to  find  ways  to  counter  Soviet  influence  that  would  not 
trigger  nuclear  war.  Recognition  arose  that  this  was  as  much  a  battle  of  ideas,  a  battle  for  the 
hearts  and  minds  of  men,  as  it  was  a  battle  of  tanks  and  artillery.  Political  and  psychological 
warfare  became  key  weapons  in  the  U.S.  arsenal. 

At  the  Pentagon,  the  Army  activated  the  Psychological  Warfare  Division  (PWD),  G-3,  to 
handle  Army’s  psychological  warfare  responsibilities  in  both  Korea  and  the  growing  Cold  War. 
Six  months  later,  the  PWD  became  the  Office  of  the  Chief  of  Psychological  Warfare  (OCPW). 
OCPW  was  not  a  section  within  the  G-staff,  but  a  special  staff  office  with  over  1 00  personnel 
and  a  direct  access  to  the  Chief  of  Staff.  OCPW  had  responsibility  for  developing  Army 
psychological  and  special  operations  plans,  recommending  policies  for  psychological  warfare 
and  special  operations,  and  supervising  the  execution  of  Army  programs  in  the  field. 

Within  the  Korean  theater,  the  military  organized  theater,  operational  and  tactical  level 
military  psychological  units  much  like  the  ones  in  World  War  II  -  with  one  key  advancement. 

The  1^’  Radio  Broadcasting  and  Leaflet  Group  (1®*  RB&L)  was  specifically  designed  to  conduct 
strategic  propaganda  in  direct  support  of  military  operations  and  to  further  long-term  strategic 
aims.  The  RB&L  targeted  not  just  enemy  forces,  but  foreign  populations  in  both  friendly-  and 


9 


enemy-occupied  areas.^®  It  was  the  first  military  psychological  operations  troop  unit  to  have  a 
strategic  psychological  mission. 

On  4  April  1951 ,  President  Truman  created  the  Psychological  Strategy  Board  (PSB)  to 
develop,  coordinate  and  evaluate  the  national  psychological  strategy  effort,  including  the 
formulation  and  promulgation  of  national  psychological  objectives,  policies  and  programs.^”  The 
PSB  had  three  principal  tasks:  “(1)  to  provide  more  effective  planning  of  psychological 
operations  within  the  framework  of  approved  national  policies;  (2)  to  coordinate  the 
psychological  operations  of  all  departments  and  agencies  of  government;  and  (3)  to  evaluate 
the  effectiveness  of  the  national  psychological  effort.”^^ 

The  creation  of  the  PSB  was  the  first  time  the  U.S.  Government  attempted  to  organize  a 
national  psychological  effort  for  influencing  international  audiences  above  the  military 
theater/operational  level.  PSB  members  included  the  Under  Secretary  of  State,  the  Deputy 
Secretary  of  Defense,  and  the  Director  of  Central  Intelligence;  JCS  provided  a  representative  as 
the  principal  military  adviser.  PSB  had  a  full-time  Director,  an  Executive  Secretariat,  and  a  staff. 
The  staff  was  organized  into  three  offices,  each  under  an  Assistant  Secretary:  Plans  and 
Policy,  Coordination,  and  Review.  The  PSB  also  established  panels,  made  up  of 
representatives  from  each  Office,  and  others  agencies  as  needed.  Panels  were  created  as 
needed  to  handle  one  issue,  and  reported  to  the  Offices  and  directly  to  the  Board. The  PSB 
was  not  technically  a  part  of  the  National  Security  Council  structure.  Rather,  it  was  an 
independent  organization,  but  was  required  to  report  to  the  NSC  on  its  activities  and  its 
evaluation  of  national  psychological  efforts.^^  An  important  distinction  -  the  PSB  was  intended 
as  a  coordinating  organization  and  was  not  authorized  to  perform  psychological  operations.^"* 

Truman’s  first  PSB  director  was  Gordon  Gray,  former  Secretary  of  the  Army.^®  Gray 
took  a  very  broad  view  of  PSB’s  responsibilities.  None  of  the  directives  governing  the  PSB 
provided  a  specific  definition  for  “psychological  strategy”  or  “psychological  operations”.  Gray 
interpreted  PSB  responsibilities  as  having  cognizance  over  anything  that  had  a  psychological 
impact.  Since  virtually  any  act  by  a  nation  has  such  an  impact.  Gray  eventually  believed  that 
PSB  should  have  the  lead  on  all  foreign  policy  matters  short  of  formal  hostilities.  A  clash  with 
State  was  inevitable.  State  firmly  believed  that  PSB  should  be  restricted  to  just  coordinating 
information  and  propaganda,  and  not  other  aspects  of  foreign  policy.  Over  time,  other  agencies 
and  departments  also  became  concerned  that  PSB  was  overstepping  its  boundaries  and 
becoming  almost  a  second  National  Security  Council.  This  friction  and  broad  interpretation  of 
responsibilities  eventually  led  to  the  PSB’s  downfall.^® 


10 


Gray’s  early  priorities  on  taking  charge,  however,  are  still  a  model  for  today: 
development  of  a  strategic  plan,  an  estimate  of  the  current  situation,  a  statement  of  objectives,  a 
plan  for  reaching  national  goals,  and  a  clear  delineation  of  responsibilities.  Gray  was  also  an 
early  proponent  of  the  need  to  improve  understanding  of  the  scientific  aspects  of  psychological 
operations.^^ 

Additional  specific  tasks  and  responsibilities  for  psychological  operations  were 
articulated  in  NSC  59/1 ,  which  covered  overt  propaganda  efforts  and  established  the 
Psychological  Operations  Coordinating  Committee,  and  NSC  10/5,  signed  21  October  1951, 
which  expanded  on  NSC  1 0/2,  reaffirming  CIA  responsibility  for  covert  operations,  including 
covert  psychological  operations,  and  calling  for  intensified  covert  action.^®  At  this  time,  there 
were  three  key  players  in  strategic  influence:  CIA,  State  and  DoD.  On  16  January  1952,  State 
Department  established  the  International  Information  Administration  as  its  information  arm  that 
coordinated  with  PSB.®® 

In  response  to  the  establishment  of  the  PSB  and  the  additional  psychological  operations 
tasks  specified  in  NSC  Memorandums  10/2,  10/5  and  59/1,  the  Department  of  Defense  (DoD) 
published  DoD  Directive  C-5132.1  in  April  1952,  titled  “Organization,  Office  of  Psychological 
Policy.”  This  directive  established  the  Office  of  Psychological  Policy,  under  the  Assistant 
Secretary  of  Defense  for  International  Security  Affairs.  The  new  office  was  headed  by  a  Deputy 
for  Psychological  Policy,  formally  known  in  Defense  parlance  as  the  Deputy  Assistant  to  the 
Assistant  Secretary  of  Defense  for  International  Affairs  -  Psychological  Policy.  DoD  signaled 
the  importance  it  gave  this  new  office  by  specifying  in  the  directive  that  the  Deputy  for 
Psychological  Policy  “shall  have  direct  access  to  the  DoD  member  of  the  PSB  on  matters 
pertaining  to  PSB  and  to  the  Assistant  Secretary  of  Defense  for  International  Security  Affairs  on 
other  matters.”^® 

The  directive  laid  out  DoD  responsibilities,  which  included  developing  DoD  positions  on 
all  PSB  objectives,  policies  and  programs;  providing  representation  to  the  PSB  and  its  panels,  to 
the  Consultant’s  Committee  established  by  NSC  1 0/2,  to  any  ad  hoc  committees  established  by 
NSC  10/5,  and  to  the  Psychological  Operations  Coordinating  Committee  established  by  NSC 
59/1 ;  and  ensuring  coordination  with  all  DoD  departments  and  agencies  participating  in  any  of 
these  committees’  activities.'^^ 

The  role  of  DoD  in  peacetime  psychological  operations  was  not  clear  in  DoD,  let  alone 
the  other  departments.  The  other  departments  tended  to  believe  that,  while  DoD  had  a  clear 
role  in  psychological  warfare  during  hostilities,  it  didn’t  have  much  to  do  in  peacetime.  Some 
senior  officials  in  DoD,  though,  felt  that  DoD  capabilities  could  be  utilized  more  effectively  in 


11 


peacetime  than  the  limited  scope  envisaged  by  other  departments.  DoD  began  to  make  a  case 
for  a  larger  role  in  psychological  operations  and  planning  its  portion  of  the  PSB’s  first  status 
report,  outlining  the  planning  it  had  already  done  for  wartime,  when  most  of  the  U.S. 
propaganda  machine  would  be  subordinated  to  military  goals.  In  the  report,  DoD  also  called  for 
increased  use  of  military  assets  for  peacetime  propaganda  value. In  March  1952,  the  Army 
established  the  Psychological  Warfare  Center  at  Fort  Bragg,  North  Carolina,  to  train  both 
psychological  operations  and  special  operations  personnel  and  units. In  late  1952,  DoD 
further  supplemented  and  expanded  on  its  policy  and  roles  regarding  psychological  operations 
with  DoD  Directive  S-3140.1. 

Two  of  the  key  purposes  in  DoD  Dir  S-3140.1  were  establishing  authority  for  using  DoD 
capabilities  to  conduct  psychological  operations  when  not  at  war,  and  establishing  a  DoD 
Committee  on  Psychological  Operations  to  more  effectively  coordinate  and  integrate  DoD 
psychological  operations  efforts  in  the  national  psychological  operations  effort. The  directive 
also  sought  to  increase  senior  official  attention  on  psychological  operations,  and  to  enhance 
continuity,  consistency,  security  and  timeliness  of  psychological  actions.  To  ensure  that 
psychological  operations  received  the  necessary  consideration  at  the  top  levels  of  the  policy 
decision-making  chain,  DoD  directed  the  Services  Secretaries  to  assign  functional 
responsibilities  for  psychological  operations  to  Under  Secretaries  or  Assistant  Secretaries,  and 
directed  the  Joint  Chiefs  of  Staff  to  assign  responsibility  for  military  psychological  matters  to  a 
general  or  flag  officer.  These  officials,  plus  a  representative  from  the  DoD  Office  of  Public 
Information,  constituted  the  members  of  the  new  DoD  Committee  on  Psychological  Operations, 
headed  by  the  Deputy  for  Psychological  Policy.  As  with  the  earlier  directive,  DoD  declared  the 
significance  of  these  new  responsibilities  by  stipulating  that  the  committee  members  “shall  be 
specifically  empowered  to  have  necessary  access  to  key  personnel  within  their  respective 
departments  in  all  matters  concerning  psychological  problems  with  which  they  are  concerned.”"*® 
The  committee’s  purpose  included  securing  the  exploitation  and  integration  of  DoD  potential  in 
psychological  operations  and  securing  DoD  viewpoints  on  psychological  operations  matters. 
The  committee’s  initial  task  included  developing  and  submitting  an  outline  of  the  specific  roles, 
objectives  and  capabilities  of  DoD  to  conduct  psychological  operations  during  the  Cold  War."*^ 

EISENHOWER 

The  “Golden  Age”  for  strategic  influence  continued  under  Eisenhower.  Due  to  his 
wartime  experience,  Eisenhower  came  to  the  presidency  with  a  clear  idea  on  the  uses  and 
effectiveness  of  information  and  psychological  warfare.  He  also  had  some  very  firm  ideas  about 


12 


the  need  for  coordination  at  the  highest  level  of  government  to  win  the  battle  against 
Communism.  In  a  campaign  speech  in  1952,  he  spoke  about  the  need  to  coordinate  every 
significant  act  of  government,  to  time  and  direct  all  the  departments’  actions,  to  produce  the 
maximum  effect.'^®  In  his  second  National  Security  Council  directive,  Eisenhower  stated, 
“psychological  operations  are  established  instruments  of  national  power.’’'^® 

Early  in  1 953  Eisenhower  established  the  President’s  Committee  on  International 
Information  Activities  (PCIIA),  to  examine  in  depth  the  nation’s  Cold  War  information  policy.  The 
committee  was  headed  by  William  H.  Jackson,  a  lawyer  and  former  Deputy  Director  of  the  CIA, 
and  included  other  notables  in  Eisenhower’s  Administration:  Robert  Cutler,  Eisenhower’s  first 
National  Security  Adviser  and  a  one-time  member  of  the  PSB;  Gordon  Gray,  who  would  later 
become  one  of  Eisenhower’s  National  Security  Advisers;  John  C.  Hughes,  one  of  Eisenhower’s 
aides;  and  C.D.  Jackson,  a  former  member  of  the  OWI  who  had  worked  with  Eisenhower  during 
World  War  II  and  Eisenhower’s  future  PSB  Director.®® 

The  PCIIA  report,  published  in  June  1953,  criticized  the  current  state  of  information 
policy  and  the  PSB  in  several  areas.  First,  while  the  PSB  had  accomplished  significant  planning 
and  provided  guidance  to  the  other  agencies,  it  lacked  the  power  and  authority  to  effectively 
coordinate  within  an  uncooperative  interagency  environment  and  to  ensure  implementation  of  its 
plans  and  policy  guidance.  Second,  the  PCIIA  criticized  the  Truman  Administration  for 
conducting  a  defensive  campaign  against  the  Soviet  regime,  and  urged  Eisenhower  to  take  the 
offensive  in  psychological  warfare.  And,  third,  they  felt  that  the  PSB  had  gone  too  far  in 
developing  an  independently  existing  psychological  strategy  that  was  not  integrated  with  overall 
national  strategy.  The  name  itself  fostered  a  misconception  that  psychological  strategy  could  be 
separated  from  every  act  the  nation  took.®^ 

At  this  time,  the  National  Security  Council  was  an  advisory  board,  not  a  coordinating 
agency.  There  were  no  interagency  working  groups,  no  policy  coordinating  committees  as  there 
are  today.  There  was  not  even  a  National  Security  Adviser  yet.  PSB,  at  least  while  under  Gray, 
had  tried  to  fill  that  coordinating  role,  but  without  the  proper  authority,  was  unsuccessful. 

Amongst  PCIIA’s  recommendations,  Eisenhower  enacted  three  key  ones  that  were  to 
have  a  profound  effect  on  national  security  policy-making  and  psychological  warfare  under  his 
Administration:  the  creation  of  the  Special  Assistant  to  the  President  for  National  Security 
Affairs,  the  creation  of  the  Operations  Coordinating  Board,  with  the  subsequent  abolition  of  the 
PSB,  and  the  creation  of  the  USIA. 

Cutler,  in  a  separate  report  to  Eisenhower,  first  recommended  that  the  President’s 
Special  Assistant  for  Cold  War  Planning  become  an  adviser  to  the  National  Security  Council, 


13 


with  the  corresponding  elimination  of  the  PSB  Director  as  an  observer.  Not  long  after,  the  Cold 
War  Planning  position  became  the  President’s  Special  Assistant  for  National  Security  Affairs, 
and  Eisenhower  chose  Cutler  as  his  first  National  Security  Adviser.®^ 

PCIIA  strongly  recommended  replacing  the  PSB  with  the  Operations  Coordinating  Board 
(OCB)  to  “coordinate  and  integrate  psychological  with  national  strategy  and,  more  importantly, 
to  act  as  the  coordinating  and  integrating  arm  of  the  National  Security  Council  for  all  aspects  of 
the  implementation  of  national  security  policy.’’®^  PCIIA  clearly  intended  to  fix  some  of  PSB’s 
problems,  and  signaled  a  change  in  the  view  of  the  National  Security  Council  from  advisory  to 
coordinating.  This  was  also  the  birth  of  the  modern  National  Security  Council  interagency 
committee  system. 

Eisenhower  established  the  OCB  by  Executive  Order  10483  on  2  September  1953.  Like 
the  PSB,  OCB  was  not  originally  within  the  NSC  structure,  but  a  separate  agency  that  reported 
to  it.  The  order  also  designated  the  Under  Secretary  of  State  as  OCB  chair.  According  to 
Cutler,  the  OCB  would  coordinate  and  “ride  herd  on”  the  performance  and  policies  of  all 
departments  and  agencies  responsible  for  carrying  out  national  security  policy,  and  would  be 
“constantly  mindful”  of  the  psychological  implications  of  their  actions.®'^ 

In  January  1 954,  Eisenhower  signed  a  National  Security  Council  Memorandum  that 
delineated  the  responsibilities  for  the  departments  and  agencies  participating  in  foreign 
information  programs  and  psychological  operations  under  his  new  National  Security  Council 
system.  OCB  responsibilities,  with  respect  to  psychological  operations,  included  initiating  new 
proposals  for  action,  advising  agencies  on  their  operational  planning  responsibilities, 
coordinating  the  interdepartmental  aspects  of  those  plans,  and  orchestrating  the  timely 
execution  of  psychological  operations  to  ensure  their  full  contribution  to  the  attainment  of 
national  security  objectives.®^ 

The  third  key  recommendation  of  the  PCIIA  was  the  creation  of  the  USIA.  Truman  had 
created  the  International  Communications  Agency  to  manage  the  activities  under  the  Smith- 
Mundt  Act.®®  Based  upon  the  PCIIA  report,  Eisenhower  created  the  USIA  to  perform  the  same 
work,  but  now  as  an  autonomous  agency  reporting  directly  to  the  National  Security  Council. 

The  USIA  Director  regularly  attended  National  Security  Council  meetings  as  an  observer.®^ 

Eisenhower’s  directive  gave  USIA  responsibility  for  coordination  of  policies,  plans  and 
operations  for  the  national  foreign  information  program.  USIA  also  had  responsibility  for 
disseminating  to  other  departments  guidance  concerning  the  official  treatment  of  news  in  foreign 
information  outlets.  In  another  attempt  to  correct  the  PSB’s  problems,  the  memo  also  stipulated 
that  such  guidance  was  authoritative  for  all  departments  and  agencies.  The  directive  also  drew 


14 


a  line  between  USIA  and  DoD  responsibilities:  USIA  had  responsibility  for  the  foreign 
information  program  only  in  areas  that  were  not  military  theaters  of  operations  or  where  U.S. 
troops  were  actually  engaged  in  combat  operations.  Since  this  NSC  Memorandum  also 
reconfirmed  CIA’s  responsibility  for  covert  psychological  operations  in  accordance  with  the 
applicable  NSC  directives  (NSC  10  series),  this  relegated  DoD  to  military  psychological 
operations  matters  only,  and  an  advisory  role  for  the  rest.^^ 

This  same  directive  also  rescinded  NSC  59/1 ,  which  had  established  the  Psychological 
Operations  Coordinating  Committee  (POCC),  and  established  a  new  organization  to  provide 
OCB  with  a  forum  for  carrying  out  its  psychological  operations  responsibilities.  Chaired  by  the 
Executive  Secretary  of  OCB,  other  members  included  representatives  from  DoD,  State,  CIA, 
JCS,  USIA,  and  the  Foreign  Operations  Administration.  The  Service’s  psychological  warfare 
chiefs  established  in  DoD  Directive  S-3140.1  served  as  consultants.  All  of  the  members  also 
provided  personnel  to  be  a  full-time  staff,  with  OCB  providing  administrative  support.®® 

Throughout  the  rest  of  his  time  in  office,  Eisenhower  continued  to  refine  his  mechanisms 
for  coordinating  national  security  policy  and  the  national  psychological  operations  effort.  On  25 
February  1957,  Executive  Order  10700  changed  OCB’s  status  from  an  independent 
coordinating  board  to  actually  part  of  the  National  Security  Council  structure.  The  Executive 
Order  also  changed  the  OCB  chairman  from  State  Department  to  whomever  the  president 
designated®®  -  and  Eisenhower’s  first  choice  was  Gordon  Gray.®^ 

On  4  June  1 958,  Eisenhower  signed  NSC  581 2/1 ,  which  dealt  with  wartime 
responsibilities  for  psychological  operations.  Recognizing  that  “no  single  department  or  agency 
having  responsibility  in  the  field  of  psychological  operations  can  feasibly  perform  these 
operations  for  the  entire  Executive  Branch,”  this  directive  specified  the  responsibilities  of  DoD, 
CIA,  USIA  and  DoD  under  a  variety  of  conditions.  Eisenhower  covered  not  just  the  general 
wartime  responsibilities,  but  also  which  department  or  agency  was  in  charge,  depending  on 
whether  the  target  audience  was  friendly,  neutral  or  hostile,  and  within  or  without  the  theater  of 
operations.  The  directive  also  specified  the  workings  of  the  coordination  and  flow  of  guidance 
from  Washington  to  overseas  and  back.®® 

THE  MIDDLE  COLD  WAR 

The  next  two  decades  after  Eisenhower’s  term  constituted  an  “Ice  Age”  for  strategic 
influence.  The  interagency  structures  and  committees  that  Truman  and  Eisenhower  built  to 
coordinate  strategic  influence  disappeared.  The  psychological  warfare  offices  in  DoD,  JCS  and 


15 


the  Army  dissolved,  as  did  their  coordinating  committees.  The  few  people  on  the  staff  who 
retained  some  responsibility,  now  lowly  action  officers  rather  than  generals  or  Assistant 
Secretaries,  lost  direct  access  to  the  decision  makers  -  an  access  that  has  never  been 
regained.  The  military  psychological  troop  units  demobilized  after  the  Korean  War,  except  for 
one  lone  unit  at  Fort  Bragg.  Even  before  President  Kennedy’s  assassination,  the  focus  of  the 
Psychological  Warfare  Center  had  changed  to  special  operations  -  even  the  name  had 
changed,  to  Special  Warfare  Center.  As  one  writer  put  it,  “The  congenial  climate  for  American 
psychological  operations  was  polluted  in  the  seventeen  years  that  followed  1956;  not  until 
President  Reagan’s  Westminster  speech  was  there  again  much  sunshine.”®^ 

Subsequent  administrations  still  used  information  and  psychological  methods  in  the  Cold 
War,  but  they  no  longer  received  top-level  attention.  The  elements  of  strategic  influence  still 
existed,  but  were  compartmentalized  throughout  the  departments.  CIA  retained  the  covert 
operations  mission.  State  Department  conducted  its  traditional  foreign  diplomacy  mission,  and 
USIA  had  the  overt  foreign  information  mission.  However,  starting  in  the  1960s,  the  USIA 
shifted  focus.  The  informative  function,  focusing  on  objective,  factual  reporting  of  news,  gained 
emphasis,  while  attention  on  the  persuasive  function  and  the  function  of  advising  other 
departments  on  psychological  implications  declined. 

The  various  administrations  during  this  period  did  not  create  any  permanent  overarching 
committees  to  coordinate  psychological  activities  within  the  government.  Departments  and 
agencies  were  expected  to  coordinate  with  the  others,  but  no  one  “ran  the  show”.  There  was  no 
national  level  effort  to  direct  and  coordinate  the  timing  of  acts  to  ensure  maximum  effect.  Ad 
hoc  committees  sometimes  appeared  to  fill  the  vacuum,  but  these  were  usually  narrowly 
focused  and  of  short  duration. 

Party  politics  played  a  key  role  in  this  change.  Eisenhower  carried  over  into  his 
Administration  people  who  had  been  key  in  Truman’s  Administration,  such  as  Gordon  Gray. 
Kennedy,  much  like  modern  presidents,  brought  in  a  whole  new  team.  Kennedy  also,  both 
personally  and  as  a  Democrat,  had  a  vastly  different  view  of  the  role  of  the  National  Security 
Council  and  its  organization. 

Another  key  factor  appears  to  be  the  loss  of  a  voice  of  sufficient  stature  to  influence  the 
top  levels  of  the  government.  This  may  have  been  due  to  a  generational  change  and  lack  of 
direct  experience.  The  Truman  and  Eisenhower  Administrations  had  been  filled  with  high- 
ranking  World  War  II  veterans  who  had  worked  together,  or  at  least  known  one  another,  during 
the  war,  and  who  had  had  to  consider  the  implications  of  psychological  warfare  at  the  theater 
level.  Starting  with  Kennedy,  World  War  II  veterans  in  the  Administration  tended  to  have  been 


16 


junior  or  field  grade  officers,  with  virtually  no  propaganda  experience  except  at  the  receiving 
end.  Truman  and  Eisenhower  had  many  advocates  for  strategic  influence;  Kennedy  and 
Johnson  had  few. 

Prior  to  Kennedy  taking  office,  Senator  Henry  M.  Jackson  headed  a  congressional 
inquiry  into  government  methods  for  formulating  national  policy  in  the  Cold  War.  Jackson’s 
report  was  highly  critical  of  Eisenhower’s  National  Security  Council  system,  deeming  it  a  bloated 
paper  mill  that  didn’t  accomplish  much  real  work,  and  that  exceeded  what  he  envisioned  as  the 
proper  role  for  the  Council.  Jackson  viewed  the  National  Security  Council  as  a  small  forum  of 
intimates  for  the  President  to  explore  intelligence  and  policy  options;  he  believed  it  ill-suited  for 
comprehensive  coordinating  and  follow-through  of  responsibilities.®® 

Jackson  recommended  a  complete  reorganization  of  the  National  Security  Council, 
starting  with  the  abolishment  of  the  OCB.  He  believed  that  State  Department  should  not  only 
have  control  over  foreign  information  policy,  but  should  also  be  the  agent  of  coordination  on  all 
major  policies  toward  other  nations.  In  his  view,  OCB  infringed  on  this  basic  responsibility. 
Jackson  also  saw  no  need  for  permanent  interdepartmental  committees.  He  believed  that  the 
lead  agency  should  have  responsibility  for  implementation  of  policies  cutting  across 
departmental  lines,  with  possibly  the  assistance  of  an  informal,  temporary  interdepartmental 
group.®® 

Jackson’s  views  dovetailed  completely  with  Kennedy’s  own  views.  Less  than  a  month 
after  taking  office,  Kennedy  issued  Executive  Order  1 0920,  abolishing  the  OCB.  Over  45 
interagency  committees  died  with  OCB.  In  the  next  few  weeks,  Kennedy  continued  to  dismantle 
Eisenhower’s  system,  abolishing  another  40  interdepartmental  groups.  The  National  Security 
Council  staff  decreased  significantly  and  lost  much  of  its  power.®^ 

Kennedy  did  not  completely  abandon  psychological  warfare,  due  to  the  focus  on 
counter-insurgency  throughout  his  term.  Kennedy  issued  a  number  of  National  Security  Action 
Memorandums  (NSAM)  directing  increased  emphasis,  spending  and  action  in  counter¬ 
insurgency.  While  psychological  activities  rarely  received  primacy,  they  were  normally 
imbedded  in  many  of  these  policy  directives.  Four  in  particular  demonstrated  that  the 
Administration  did  not  ignore  information  as  an  element  of  national  power. 

NSAM  3,  issued  15  April  1961 ,  directed  the  Bureau  of  Budget  to  study  continued  CIA 
funding  of  activities  such  as  Radio  Free  Europe,  and  whether  open  government  support  would 
be  better.  Someone  had  raised  the  very  valid  concern  that  if  the  CIA  cover  were  compromised, 
the  program  would  lose  credibility  and  therefore  most  of  its  effectiveness.®® 


17 


NSAM  61 ,  issued  1 4  July  1 961 ,  directed  the  State  Department  and  USIA  to  use  their 
means  to  support  and  disseminate  an  approved  counter-theme  to  combat  a  Soviet  propaganda 
theme  called  “peaceful  coexistence”.®® 

NSAM  63,  issued  ten  days  later,  directed  the  State  Department,  through  the  USIA,  to 
provide  foreign  policy  guidance  to  all  international  radio  broadcasting  and  television  stations 
controlled  by  U.S.  Government  agencies.  These  included  DoD  stations,  such  as  the  Armed 
Forces  Radio  and  Television  Service  and  the  Voice  of  the  United  Nations  Command  in  Korea. 
NSAM  63  also  gave  the  USIA  the  authority  to  preempt  any  of  these  stations  as  needed  for 
“special  programs”.^® 

Kennedy  did  establish  some  interdepartmental  groups,  which  he  called  “Special 
Groups”.  On  18  January  1962,  NSAM  124  established  the  Special  Group  (Counter-Insurgency). 
Special  Group  (Cl)  functions  included  insuring  that  all  U.S.  Government  agencies  recognized 
that  subversive  insurgency  was  a  major  form  of  politico-military  conflict  on  a  par  with 
conventional  war,  and  that  such  recognition  was  included  in  the  “political,  economic, 
intelligence,  military  aid  and  informational  programs  conducted  overseas  by  State,  Defense, 
[U.S.  Agency  for  International  Development],  USIA  and  CIA.”^^ 

During  the  Vietnam  years,  the  U.S.  Government  and  DoD  again  established  a  fairly 
robust  psychological  operations  effort  to  support  the  war.  But  this  effort  was  narrowly  focused 
to  that  theater,  primarily  tactical  in  nature,  and  did  not  last  once  the  war  ended. 

A  study  on  national  coordination  of  psychological  operations  conducted  by  the  Joint  Staff 
in  the  early  1 970s  noted  that  an  ad  hoc  committee  approach  had  arisen  to  fill  the  void  caused  by 
both  a  lack  of  coordination  and  insufficient  authority  at  high  enough  level  providing  guidance  for 
psychological  operations.  One  example  cited  was  the  Psychological  Operations  in  Critical 
Areas  Watch  Committee  (POCA).  Another  ad  hoc  group,  the  Interagency  Working  Group  on 
Psychological  Operations  in  Critical  Areas,  had  formed  POCA  based  upon  a  1965  USIA  study. 
The  Joint  Staff  deemed  POCA  moribund  at  the  time  of  its  study,  as  POCA  had  had  no  meetings 
since  May  1969,  even  though  the  memorandum  of  agreement  establishing  it  was  still  valid. 

Military  psychological  operations  units  during  the  Vietnam  years  traveled  the  familiar 
roller  coaster  track.  In  the  1 960s,  the  Army  had  just  one  psychological  operations  unit.  At  the 
height  of  the  Vietnam  War,  the  Army  had  a  full  Group  operating  in  Vietnam,  and  other 
psychological  operations  units  stationed  in  Fort  Bragg,  Germany,  Panama  and  Okinawa.  By  the 
mid-1970s,  all  that  remained  in  the  active  component  was  one  Psychological  Operations  Group 
-  undermanned  and  with  poor,  antiquated  equipment.^'^ 


18 


President  Johnson’s  national  security  system  was  modeled  after  Truman^®,  but 
regarding  strategic  influence  resembled  Kennedy’s.  USIA  clearly  had  the  lead  on  psychological 
warfare  programs,  and  the  emphasis  was  on  Southeast  Asia.^®  While  Johnson  strengthened 
the  National  Security  Council  and  established  interdepartmental  working  groups,  none  appear  to 
have  dealt  directly  with  strategic  influence  or  psychological  operations.  A  few,  limited-scope  ad 
hoc  bodies  did  appear:  the  Vietnam  Psychological  Operations  Working  Group,  which  had  been 
dormant  for  over  a  year  by  1 967,  and  the  Psychological  Operations  Pressure  Operations  Group, 
which  appeared  briefly  during  the  latter  stages  of  the  Vietnam  War.^^  Like  Kennedy,  Johnson 
believed  that  the  State  Department  should  have  the  lead  in  foreign  policy.  In  March  1966, 
Johnson  signed  NSAM  341 ,  which  gave  the  Secretary  of  State  authority  and  full  responsibility 
for  the  overall  direction,  coordination  and  supervision  of  interdepartmental  activities  overseas.^® 

President  Nixon  reformed  the  National  Security  Council  more  along  Eisenhower’s  lines. 
Regarding  strategic  influence,  though,  he  did  not  resurrect  anything  similar  to  the  Psychological 
Strategy  Board  or  the  Operations  Coordinating  Board.  Nixon  continued  a  multi-pronged 
approach  with  CIA,  State,  and  USIA,  responsible  for  covert  psychological  operations,  public 
diplomacy  and  overt  information  programs,  respectively.  DoD  continued  to  have  responsibility 
for  psychological  operations  only  in  military  theaters  of  operations. 

Nixon  did  issue  a  number  of  National  Security  Decision  Memorandum  (NSDMs)  which 
had  informational  or  psychological  components:  NSDM  3,  “Direction,  Coordination  and 
Supervision  of  Interdepartmental  Activities  Overseas”;  NSDM  7,  “Direction,  Coordination  and 
Supervision  of  Interdepartmental  Groups”;  NSDM  19,  “Washington  Special  Actions  Group”; 
NSDM  23,  “Vietnamese  Special  Studies  Group”;  and  NSDM  40,  “Responsibility  for  Conduct, 
Supervision  and  Coordination  of  Covert  Action  Operations”.  Only  one  dealt  directly  with 
psychological  operations:  NSDM  63,  “Psychological  Warfare  Operations  Against  Vietnamese 
Communists”.^®  This  NSDM  continued  the  national-level  narrow  strategic  influence  focus  on  the 
Vietnamese  theater,  as  opposed  to  a  global  focus.  Unfortunately,  further  information  dealing 
specifically  with  these  NSDMs  or  the  establishment  of  any  ad  hoc  interagency  committees  was 
unavailable  or  still  classified. 

The  lack  of  attention  at  the  upper  levels  of  the  government  on  strategic  influence  and  the 
limited  focus  on  Southeast  Asia  led  to  a  reduction  in  effectiveness  against  Communist 
propaganda  worldwide.  Most  U.S.  efforts  outside  the  Vietnam  theater  were  negated  by  the 
virulent  anti-Vietnam  movement,  and  the  highly  effective  Soviet  and  Communist  psychological 
operations  programs,  which  were  both  strategic  and  global.®®  At  the  time,  both  JCS  and  the 
Army  strongly  recommended  the  establishment  of  a  permanent  standing  committee  with 


19 


broadened  responsibilities  to  coordinate  implementation  by  all  government  agencies  of  the 
psychological  aspects  of  decisions  rendered  by  the  National  Security  Council.®^  Their 
recommendations  fell  on  deaf  ears.  As  one  writer  put  it,  “During  the  Vietnam  years,  in  spite  of 
some  notable  successes  with  psychological  and  political  techniques  of  counterinsurgency 
warfare,  the  US  military  and  the  government  as  a  whole  proved  unable  to  devise  and  execute 
an  overall  strategy  that  took  due  account  of  the  vital  importance  of  the  psychological-political 
dimension  of  the  struggle.”®^ 

President  Carter  continued  the  separation  of  the  elements  of  strategic  influence  among 
CIA,  USIA,  State  Department  and  DoD.  However,  in  his  restructuring  of  the  National  Security 
Council  system,  he  established  two  new  committees  that  included  information  policy  within  their 
scope,  but  not  as  a  primary  focus.  The  Policy  Review  Committee  developed  national  security 
policies  in  those  areas  that  were  the  primary  responsibility  of  one  department  but  where  the 
subject  also  had  important  implications  for  other  departments.  These  areas  included  foreign 
policy  issues  with  significant  military  or  interagency  aspects  and  defense  policy  issues  having 
international  implications.  The  Special  Coordinating  Committee  handled  sensitive  intelligence 
activities  and  covert  operations.®® 

REAGAN  AND  BEYOND 

Under  President  Reagan,  strategic  influence  experienced  a  rebirth,  buoyed  by  his 
emphasis  on  foreign  policy  and  determination  to  win  the  Cold  War.  During  his  terms  in  office, 
the  press  dubbed  Reagan  “the  Great  Communicator”  for  his  ability  to  use  his  speeches  to  gain 
support  for  his  policies.  It  is  an  equally  apt  term  for  what  he  accomplished  for  strategic 
influence. 

Reagan’s  initial  national  security  strategy  contained  four  basic  components:  diplomatic, 
economic,  military  and  informational.®"^  This  was  the  first  time  that  information  had  been 
elevated  from  a  supporting  instrument  to  a  top  element  of  national  strategy.  This  emphasis  on 
information  and  the  psychological  component  -  on  strategic  influence  -  of  national  security 
strategy  continued  throughout  his  terms. 

Three  National  Security  Decision  Directives  (NSDDs)  built  the  cornerstone  of  Reagan’s 
strategic  influence  policy:  NSDD  45,  signed  15  July  1982;  NSDD  77,  14  January  1983;  and 
NSDD  130,  6  March  1984. 

NSDD  45  revitalized  the  U.S.  international  broadcasting  program,  declaring  it  an 
important  instrument  of  national  security  policy.  It  directed  quantum  improvements  in  the  quality 
and  capabilities  of  US-controlled  broadcasting  stations,  such  as  Voice  of  America,  Radio  Free 


20 


Europe/Radio  Liberty,  and  Radio  in  the  American  Sector  of  Berlin.  The  directive  established 
Radio  Marti,  to  garner  and  consolidate  anti-Castro  support  in  Cuba  and  among  Cuban  exiles  in 
the  U.S.  Reagan  specifically  stipulated  that  the  money  and  other  resources  required  to 
implement  his  improvements  were  to  be  given  the  same  priority  as  other  programs  deemed  vital 
to  the  national  security.®®  NSDD  45  also  directed  that  State  Department  give  high  priority  to  the 
diplomatic  requirements  for  modernizing  and  expanding  these  stations,  with  particular  emphasis 
on  obtaining  international  support  to  halt  and  deter  Soviet  jamming  of  the  stations  and  to 
develop  countermeasures  to  that  jamming.®®  Reagan  foresaw  the  future  of  space-borne 
platforms  and  initiated  further  research  into  direct  broadcasting  by  satellite.  Finally,  NSDD  45 
directed  a  study  between  State  and  DoD  on  closer  integration  and  role  of  broadcasting  facilities 
in  crisis  and  war.®^ 

NSDD  77  established  a  Special  Planning  Group  (SPG)  under  the  National  Security 
Council  to  strengthen  the  organization,  planning  and  coordination  of  the  various  aspects  of 
public  diplomacy  related  to  national  security.  Chaired  by  the  President’s  National  Security 
Adviser,  SPG  members  included  the  Secretaries  of  State  and  Defense,  the  Director,  USIA,  and 
the  Assistant  to  the  President  for  Communications,  with  other  agencies  invited  as  needed.  The 
directive  indicated  the  importance  Reagan  placed  on  strategic  influence  by  listing  department 
and  agency  principals  as  the  primary  members,  although  they  could  designate  an  alternate.®® 

NSDD  77  also  established  four  interagency  standing  committees  that  reported  to  the 
SPG:  the  Public  Affairs  Committee,  the  International  Information  Committee,  the  International 
Political  Committee,  and  the  International  Broadcasting  Committee.  The  latter  committee  had 
responsibility  for  planning  and  coordinating  international  broadcasting  activities  pursuant  to 
NSDD  45.®® 

NSDD  77  gave  the  Public  Affairs  Committee  responsibility  for  the  planning  and 
coordination  of  major  speeches  on  national  security  subjects,  and  for  the  planning  and 
coordination  of  public  affairs  for  foreign  policy  events  and  foreign  and  domestic  issues  with  a 
national  security  dimension.  The  International  Information  Committee  had  responsibility  for 
planning,  coordinating  and  implementing  international  information  activities  in  support  of  US 
national  security  interests.  This  committee  dealt  almost  exclusively  with  USIA  activities,  and 
was  chaired  by  the  Director,  USIA.®° 

The  International  Political  Committee  had  a  broader  role  than  the  other  three.  Headed 
by  the  State  Department,  it  had  responsibility  for  planning,  coordinating  and  implementing 
international  political  activities  in  support  of  US  national  security  interests.  These  activities 
included  State  Department’s  role  in  foreign  aid,  in  training  and  organizational  support  for 


21 


democratization,  and  coordination  and  cooperation  with  non-government  organizations  and 
private  voluntary  organizations  that  supported  democratization.  NSDD  77  specifically  directed 
the  International  Political  Committee  to  develop  means  to  increase  the  U.S.  Government 
capability  to  promote  democracy,  “as  enunciated  in  the  President’s  speech  in  London,  8  Jun 
82,”  known  as  the  Westminster  speech.  The  directive  also  directed  the  committee  to  develop 
and  implement  plans,  programs  and  strategies  to  counter  totalitarian  ideologies  and  political 
action  by  the  Soviets.  Additionally,  NSDD  77  gave  the  State  Department  some  authority  to 
direct  other  departments  to  implement  political  action  strategies  in  support  of  objectives 
established  by  the  International  Political  Committee.®^ 

While  Reagan  was  generally  pleased  with  the  progress  made  under  NSDDs  45  and  77, 
he  did  not  feel  that  the  departments  had  gone  far  enough,  nor  that  they  were  maintaining  focus. 
On  6  March  1 984  he  signed  NSDD  1 30  to  re-emphasize  and  clarify  his  policy  on  strategic 
influence.®^ 

NSDD  130  reiterated  the  importance  of  U.S.  international  information  programs  to 
national  security,  expanded  Reagan’s  policies  set  out  in  NSDDs  45  and  77,  and  directed 
“sustained  commitment  over  time  to  improving  the  quality  and  effectiveness  of  U.S.  international 
information  efforts”  -  including  improving  the  level  of  resources  devoted  to  international 
information  activities  and  their  coordination  with  other  elements  of  national  power.  Areas 
highlighted  for  improvement  included  designing  products  for  different  cultural  target  audiences, 
further  enhancing  international  radio  broadcasting,  and  reconstituting  a  program  for 
disseminating  books  and  other  publications  abroad.  NSDD  130  directed  studies  into  more 
effective  use  of  international  television  broadcasting,  including  the  new  audio  and  videocassette 
technologies,  and  into  how  to  utilize  new  communications  technologies  to  penetrate  closed 
societies.  NSDD  130  also  addressed  functional  and  personnel  requirements,  including 
development  of  career  tracks  and  education  programs.®^ 

NSDD  130  also  directed  great  changes  and  improvements  for  DoD.  First,  NSDD  130 
directed  DoD  to  give  a  high  priority  to  the  revitalization  and  full  integration  of  PSYOP  in  military 
operations  and  planning.  Second,  Reagan  directed  DoD  to  participate  in  overt  PSYOP 
programs  in  peacetime.  Third,  he  tasked  the  SPG  to  lead  the  development  of  coordinated 
interagency  international  information  plans  that  included  utilizing  DoD  capabilities.  Fourth, 
NSDD  130  directed  all  departments  and  agencies  to  develop  special  procedures  to  ensure 
policy  consistency  and  timeliness  in  international  information  programs  during  crisis  and  war.®'* 

When  NSDD  130  was  published,  DoD  undertook  a  major  review  and  evaluation  of 
military  psyop  capabilities.  That  review  showed  that  DoD  capabilities  had  significantly  atrophied 


22 


since  the  Vietnam  War.  DoD’s  solution  to  correct  its  deficiencies  was  the  DoD  Psychological 
Operations  (PSYOP)  Master  Plan  of  1 985.  This  watershed  document  provided  a 
comprehensive  plan  for  the  fundamental  improvement  of  DoD  PSYOP  capabilities  worldwide, 
across  the  spectrum  of  conflict.®^ 

Throughout  DoD,  PSYOP  offices  were  re-established  or  improved.  DoD  created  a 
PSYOP  directorate,  the  first  such  office  on  the  staff  in  over  20  years.  JCS  upgraded  its  PSYOP 
staff  element  from  a  branch  to  a  division.  The  Department  of  the  Army  Staff  upgraded  its 
PSYOP  staff  element  from  a  one-man  shop  to  a  PSYOP  and  Civil  Affairs  division.®®  Both  Active 
and  Reserve  PSYOP  units  experienced  growth  in  personnel,  more  funding  for  training, 
exercises  and  operations,  and  received  updated  equipment. 

One  important  directive  of  the  Master  Plan  was  the  separation  of  PSYOP  staff  elements 
from  special  operations  staff  elements  throughout  DoD,  including  the  military  departments,  the 
Joint  Staff,  Service  staffs,  unified  and  specified  command  staffs  and  their  components.  The 
DoD  review  had  determined  that  the  subordination  of  PSYOP  personnel  under  special 
operations  “de-linked”  the  PSYOP  personnel  from  broad  support  of  national  policy  and 
objectives  and  critical  interagency  coordination.  The  Plan  also  noted  that  PSYOP  personnel  in 
special  operations  staffs  tended  to  work  PSYOP  issues  only  part-time,  and  the  placement  within 
special  operations  staffs  contributed  to  a  continuing  lack  of  understanding  within  DoD  of 
PSYOP.  It  also  tended  to  reinforce  the  misperception  by  both  military  and  civilian  senior  leaders 
that  PSYOP  focused  primarily  on  special  operations.®^ 

The  1985  PSYOP  Master  Plan  also  called  for  the  creation  of  a  Joint  PSYOP  Center 
(JPOC),  dedicated  to  the  long-term  development  and  nurturing  of  joint  PSYOP  capabilities  in 
DoD.  Among  the  responsibilities  envisaged  for  the  JPOC  would  have  been  developing  long- 
range  strategic  PSYOP  plans,  and  assisting  both  JCS  and  the  Office  of  Secretary  of  Defense 
(OSD)  to  develop,  plan  and  coordinate  the  DoD  portion  of  national  psychological  operations 
activities.  DoD  placed  the  implementation  of  the  JPOC  on  hold  pending  resolution  of  several 
issues  resulting  from  the  congressionally  mandated  reorganization  of  special  operations, 
including  the  creation  of  the  U.S.  Special  Operations  Command  (USSOCOM).  Once  military 
PSYOP  was  placed  under  USSOCOM,  the  implementation  of  JPOC  was  never  executed  -  lost 
in  the  internecine  battle  for  resources  within  USSOCOM.®®  Nevertheless,  the  other  directives 
within  the  PSYOP  Master  Plan  greatly  strengthened  and  improved  military  PSYOP. 

Reagan  provided  additional  guidance  to  DoD  for  increasing  psychological  operations 
with  Executive  Order  1 2333.  Reagan  wanted  to  increase  and  expand  the  execution  of 


23 


democratization  programs  in  Latin  America.  The  EO  established  a  presidential  finding  for  CIA 
covert  psychological  activities  and  directed  DoD  to  initiate  several  programs  in  the  region. 

On  26  July  1 984  DoD  published  DoD  Directive  S-3321 .1 ,  Overt  PSYOP  Conducted  by 
Military  Services  in  Peacetime,  in  direct  response  to  NSDD  1 30  and  Executive  Order  1 2333. 

This  directive  is  still  valid  and  used  daily  as  the  policy  guidance  for  peacetime  PSYOP.  DoD 
Directive  S-3321 .1  established  the  Overt  Peacetime  PSYOP  Program  (OP3),  still  operative 
today.  Under  OP3  each  regional  combatant  commander  develops  and  submits  a  plan  for 
conducting  peacetime  psychological  activities  to  support  combatant  commander  and  national 
security  objectives  within  their  area  of  responsibility.  These  activities  are  not  limited  to  military 
PSYOP  units,  nor  even  to  military  activities  -  regional  combatant  commanders  can  recommend 
that  other  departments  execute  certain  activities.  Combatant  commanders  coordinate  their  OP3 
plans  with  Ambassadors  in  their  region,  and  then  submit  the  plans  to  JCS.  JCS  obtains 
concurrence  within  the  military  side  of  the  Pentagon,  while  concurrently  sending  the  proposed 
OP3  plans  to  OSD.  OSD  then  coordinates  within  the  interagency  for  review,  comment  and 
deconfliction.  JCS  passes  approval  of  the  plans  back  to  the  combatant  commander  once  OSD 
has  approved  the  plans.  This  process  ensures  that  all  the  key  players  have  had  an  opportunity 
to  review  the  OP3  plans  before  the  combatant  commander  executes  the  plan. 

Reagan  also  created  the  National  Endowment  for  Democracy  (NED)  as  a  mechanism  for 
overseeing  disbursement  of  funds  for  the  support  of  democratic  political  and  cultural  institutions 
abroad.  In  his  Westminster  speech,  Reagan  proposed  an  initiative  “to  foster  the  infrastructure 
of  democracy  -  the  system  of  a  free  press,  unions,  political  parties,  universities  -  which  allows  a 
people  to  choose  their  own  way,  to  develop  their  own  culture,  to  reconcile  their  own  differences 
through  peaceful  means.”^°^  Congress  authorized  NED  as  part  of  the  Fiscal  Year  1984/85  State 
Department  Authorization  Act.  Since  its  inception  NED  worked  closely  with  State,  USIA  and, 
especially,  private  sector  groups  to  foster  abroad  cultural  values,  institutions  and  organizations 
of  democratic  pluralism.  By  1992,  both  Canada  and  the  United  Kingdom  had  developed  similar 
grant  programs.  NED  is  still  extant  today  as  an  independent  organization  which  continues  to 
work  with  the  private  sector  to  promote  democratic  institutions  around  the  world. 

Despite  a  setback  from  the  Iran-Contra  Affair,  the  success  and  potency  of  Reagan’s 
strategic  influence  program  directly  contributed  to  President  George  Bush’s  (“Bush  I”)  success 
in  building  and  maintaining  a  coalition  during  the  Gulf  War.  Reagan’s  improvement  of  U.S. 
military  PSYOP  capabilities  also  directly  resulted  in  a  highly  successful  psychological  operations 
campaign  during  the  conflict. 


24 


When  Bush  I  took  office,  many  “Reaganites”  continued  to  serve  in  the  new 
administration.  Bush  I  continued  many  of  Reagan’s  policies  and  practices,  but  not  all  of  them. 
Many  of  the  Reaganites  tried  to  re-establish  the  best  of  Reagan’s  conventions,  particularly  those 
dealing  with  strategic  influence.  However,  none  were  of  sufficient  stature  to  “carry  the  torch” 
through  either  the  aftermath  of  Iran-Contra  or  the  distraction  of  the  re-election  season.  During 
the  Gulf  War,  Bush’s  National  Security  Council  did  establish  and  chair  an  ad  hoc  committee,  the 
PSYOP,  Propaganda  and  Public  Diplomacy  Committee  (3PD).  3PD  included  representatives 
from  OSD,  State  Department,  USIA,  CIA  and  JCS.  The  committee  generally  met  at  least  twice 
a  week,  and  focused  on  coordination  and  exchange  of  information  between  the  participating 
agencies,  rather  than  tasking  or  execution  of  activities.  3PD  ended  quickly  after  the  Gulf  War. 
OSD  and  JCS,  with  positive  endorsements  from  the  other  members,  led  a  drive  to  get  it 
permanently  established,  but  NSC  never  took  action.  Most  of  the  senior  Administration  officials 
did  not  see  the  utility  of  a  standing  committee  in  peacetime. 

On  28  March  1 990,  Bush  I  signed  National  Security  Review  (NSR)  24.  NSR  24  directed 
a  broad  examination  of  U.S.  Government  international  broadcasting  activities  in  the  context  of 
overall  U.S.  foreign  policy  objectives.  The  dramatic  changes  in  the  word  political  situation  -  the 
reintegration  of  Germany,  the  fall  of  the  “Iron  Curtain”  and  the  pending  dissolution  of  the  Soviet 
Union  -  prompted  the  complete  review  of  the  mission,  objectives  and  resource  implications  of 
government  broadcasting.  Bush  I  intended  to  use  the  response  to  NSR  24  for  short-term 
decisions  in  the  next  two  years.  The  NSR  was  very  comprehensive,  including  directives  for  both 
a  detailed  assessment  of  current  and  future  roles,  and  for  the  development  of  a  broad  range  of 
policy  options.^°'^ 

Six  months  later.  Bush  I  superseded  NSDD  77  with  National  Security  Directive  (NSD) 

51 .  NSD  51  reaffirmed  the  four  basic  missions  for  U.S.  Government  international  broadcasting: 
explaining  U.S.  policies  and  actions  to  foreign  audiences;  describing  and  explaining  American 
culture  and  institutions;  providing  objective  news,  commentary  and  information  about  U.S.  and 
world  events;  and  providing  surrogate  programming  to  areas  of  U.S.  interest  where  there  is  not 
a  free  press.  Additionally,  NSD  established  a  Policy  Coordinating  Committee  on  International 
Broadcasting,  chaired  by  State.  However,  NSD  51  also  directed  the  consolidation  of 
broadcasting  operations  and  other  austerity  measures  due  to  constrained  budget  levels.^”® 

Perhaps  the  most  important  directive  in  NSD  51  was  the  appointment  of  an  independent 
bipartisan  task  force  to  study  U.S.  broadcasting  assets,  activities  and  technologies.  Further, 
Bush  I  directed  the  task  force  to  provide  him  with  recommendations  on  the  most  appropriate 
organization  and  structure  for  a  single  U.S.  Government  broadcasting  entity.  This  was  the 


25 


genesis  of  the  Broadcasting  Board  of  Governors  (BBG).  .  On  1  October  1  1999,  as  part  of  the 
1998  Foreign  Affairs  Reform  and  Restructuring  Act,  the  BBG  became  an  independent, 
autonomous  entity  responsible  for  all  U.S.  Government  and  government  sponsored,  non¬ 
military,  international  broadcasting.^”® 

One  outcome  of  the  Gulf  War  was  the  rise  in  the  military  of  the  term  “command  and 
control  warfare”  (C2W).  C2W  was  a  new  concept  for  disrupting  an  enemy’s  decision  cycle. 

C2W  consisted  of  five  elements,  called  “pillars”:  PSYOP,  electronic  warfare,  deception, 
operations  security,  and  physical  destruction,  all  supported  by  intelligence  as  the  foundation.  By 
the  end  of  the  1990s,  C2W  had  become  a  subset  of  the  broader  “information  operations,”  which 
added  computer  network  operations  and  critical  information  infrastructure  defense  to  the  original 
five  pillars. 

When  President  Clinton  took  office,  he  abolished  what  remained  of  Reagan’s  and  Bush’s 
strategic  influence  interagency  mechanisms.  However,  most  of  the  military  gains  -  the  PSYOP 
Master  Plan,  OPS,  and  the  improvement  in  military  PSYOP  troop  units  -  remained,  even 
through  the  post-Gulf  War  drawdown. 

In  the  late  1 990s,  Congress  pushed  for  significant  decreases  in  the  foreign  policy 
budget,  including  public  diplomacy,  under  the  pretext  that  with  the  winning  of  the  Cold  War, 
such  a  large  public  diplomacy  machine  was  no  longer  needed  -  in  reality.  Congress  was  looking 
for  money  for  domestic  programs.  In  1 998,  Congress  passed  the  Foreign  Affairs  Reform  and 
Restructuring  Act.  Among  its  many  actions,  the  Foreign  Affairs  Reform  Act  disestablished  the 
formerly  independent  USIA,  and  merged  its  functions  and  missions  under  the  cognizance  of  the 
Department  of  State,  within  the  new  Under  Secretary  for  Public  Diplomacy  &  Public  Affairs. 

The  same  act  slashed  the  State  Department’s  budget,  a  condition  that  persisted  for  over  a 
decade.  In  2001  the  share  of  the  budget  devoted  to  international  affairs  was  only  1 .18 
percent.^”® 

By  the  end  of  the  1 990s,  the  rise  of  the  Internet  and  global  media  capabilities  led  to  vast 
amounts  of  information,  misinformation  and  opinions  being  available  to  the  global  audience. 
Much  of  the  information  and  opinions  spread  by  these  new  communications  means  did  not 
reflect  well  on  the  U.S.  or  support  national  security  objectives.  Yet  until  1999,  the  Clinton 
Administration  did  not  have  any  specific  national  security  policy  concerning  public  diplomacy, 
international  information,  or  information  operations.^”®  Two  key  events  in  which  information  was 
used  to  devastating  effect  -  the  Balkans  and  the  genocidal  wars  in  Rwanda  -  galvanized 
Clinton  into  developing  a  national  security  policy  to  better  fight  this  “new”  war  of  ideas.^^” 


26 


On  30  April  1999,  President  Clinton  finally  established  a  policy  on  strategic  influence  by 
signing  Presidential  Decision  Directive/NSC-68,  “International  Public  Information”.  The  overall 
objective  of  this  presidential  decision  directive  (PDD)  was  to  “promote  understanding  and 
support  for  U.S.  foreign  policy  initiatives  around  the  world.”^^^  PDD  69  goals  included 
developing  and  executing  a  more  effective  and  coordinated  international  public  information  (IPI) 
strategy,  countering  the  growing  hostile  misinformation  about  the  United  States,  and  more 
effectively  promoting  U.S.  policy,  values  and  interests  to  foreign  audiences.  Most  importantly, 
the  PDD  sought  to  harmonize  and  synchronize  at  the  national  level  the  efforts  of  all  the  various 
players  and  planners  in  IPI  -  including  what  the  PDD  terms  “overt  international  military 
information.”^ 

PDD  68  directed  three  key  implementation  strategies  to  ensure  that  IPI  was  integrated  into 
national  security  policy-making.  First,  PDD  68  established  the  IPI  Core  Group  (IPICG)  as  the 
interagency  working  group  responsible  for  coordinating  the  activities  and  efforts  of  all 
government  agencies  that  planned  and  conducted  IPI  activities.^ 

The  State  Department  chaired  the  IPICG,  with  NSC  serving  as  deputy  chair.  Other 
permanent  members  included  Assistant  Secretary-level  representatives  from  DoD,  JCS,  USAID, 
and  the  National  Security  Council,  plus  a  stipulation  for  others  as  required,  and  the  option  to 
establish  sub-groups  on  regional,  functional  and  transnational  issues  as  appropriate.^^"* 

Second,  PDD  68  directed  the  development  of  a  national  IPI  strategy,  including  IPI  plans 
for  potential  major  regional  and  transnational  challenges  and  contingencies.  Plans  were  to 
address  U.S.  responses,  resources  required,  scope  and  duration  of  IPI  activities,  and  the 
desired  result.  The  PDD  also  directed  that  these  IPI  plans  be  integrated  into  interagency 
planning  as  mandated  in  PDD  56,  “Managing  Complex  Contingency  Operations.”**^ 

Third,  PDD  68  directed  the  IPICG  to  work  with  U.S.  Government  educational  institutions  to 
develop  and  conduct  annual  education  and  training  activities  designed  to  foster  expertise  in  IPI 
and  promote  better  coordination.**® 

At  the  instigation  of  OSD  and  Joint  Staff,  PDD  68  also  directed  the  detailing,  on  a  full-time, 
non-reimbursable  basis,  of  one  or  more  military  personnel  to  the  IPICG  Secretariat,  in 
recognition  of  the  “predominant  interest  of  DoD.”**'' 

PDD  68  was  initially  welcomed  by  the  parties  involved  in  its  crafting.  There  had  been  no 
presidential  guidance  on  strategic  influence  since  Reagan’s  NSDDs  in  the  1980s.  And  as  USIA 
had  been  the  primary  means  of  “telling  America’s  story”  overseas  during  the  Cold  War,  there 
was  growing  concern  about  the  U.S.  Government’s  ability  to  influence  foreign  audiences.  PDD 
68  was  seen  as  a  way  to  alleviate  these  concerns.**® 


27 


However,  PDD  68  ran  into  problems  almost  from  its  inception.  State  Department  had  the 
chair,  but  did  not  have  the  necessary  direction  and  tasking  authority  over  the  other  departments. 
Meetings  turned  in  reporting  forums  rather  coordinating  arenas.^ The  State  Under  Secretary 
also  hesitated  in  acting  and  forming  the  IPICG;  in  two  years  only  two  meetings  of  the  formal 
IPICG  were  convened,  although  action  officers  did  meet.  Resourcing  was  another  issue.  PDD 
68  did  not  specifically  provide  any  means  or  resources  to  the  IPICG  or  to  the  implementing 
agencies.  The  departments  hesitated  to  expand  upon  or  initiate  any  new  information  activities 
without  the  assurance  of  funds  to  do  so.^^^ 

PDD  68  was  also  an  unclassified  document.  It  soon  appeared  in  the  media,  and  critics 
abounded,  from  journalists,  to  former  officials,  to  current  “unnamed”  officials.  Criticism  ranged 
from  those  who  thought  it  would  be  no  more  than  a  global  spin  machine,  to  those  who  thought  it 
would  filter  information  normally  widely  available  to  reporters,  to  those  who  thought  it  was  meant 
to  propagandize  the  American  public,  to  those  who  thought  the  party  in  power  would  use  it  as  a 
political  tool.^^^ 

PDD  68  did  have  some  accomplishments  before  its  denouement.  Under  the  IPICG,  the 
Balkan  IPI  Working  Group  has  been  very  effective  in  coordinating  IPI  activities  in  support  of  the 
continuing  operations  in  Bosnia  and  Kosovo.  And  PDD  68  was  the  genesis  of  what  is  today  a 
very  close,  mutually  beneficial  working  relationship  between  DoD,  the  Broadcasting  Board  of 
Governors  and  the  Voice  of  America.^^^ 

STRATEGIC  INFLUENCE  TODAY 

Shortly  after  taking  office.  President  George  W.  Bush  issued  National  Security  Policy 
Directive  (NSPD)  1 ,  which  restructured  the  NSC  system.  NSPD  1  abolished  all  of  Clinton’s 
standing  interagency  working  groups  (IWG)  and  ad  hoc  groups.  Instead  of  IWGs,  Bush 
established  policy  coordination  committees  (PCC).  NSPD  1  established  a  number  of  PCCs; 
more  would  be  established  in  later  NSPDs.  NSPD  1  also  recreated  some  of  Clinton’s  IWGs  as 
subcommittees  under  one  of  the  new  PCCs. 

The  IPICG  was  one  of  many  former  IWGs  that  languished  for  several  months,  awaiting  a 
decision  from  the  new  Administration.  Eventually  Bush  decided  to  grandfather  PDD  68,  and  the 
IPICG  became  a  subcommittee  under  the  new  Counter  Terrorism  PCC.  However,  the  IPICG 
lost  momentum  as  an  interagency  coordinating  body  during  its  time  in  limbo.  While  it  still 
continued  to  operate,  it  became  primarily  a  State  Department  operation. 


28 


The  events  of  1 1  September  2001  changed  everything,  not  least  of  which  was  the 
administration’s  outlook  concerning  strategic  influence.  Faced  with  direct  evidence  that  many 
people  around  the  world  actively  hated  the  United  States,  Bush  began  taking  action  to  more 
effectively  explain  U.S.  policy  overseas. 

Initially  the  White  House  and  DoD  turned  to  the  Rendon  Group,  a  private  public  relations 
firm  that  was  already  under  contract  to  burnish  the  U.S.  image  overseas.  Rendon  focused  on 
the  immediate  24-hours  news  cycle  as  a  means  to  shape  opinions,  rather  than  a  long-term 
ideological  change.  Rendon  helped  create  Coalition  Information  Centers  (CIC)  in  Washington, 
London  and  Islamabad.  Personnel  in  these  offices  prepared  daily  press  releases  and 
responses  to  any  enemy  propaganda  in  the  news,  conducted  polling  and  held  focus  groups,  and 
coordinated  the  appearances  of  U.S.  officials  on  key  Arabic  television  programs  to  occur  at 
strategic,  highly  watched  moments.^^^  Over  time,  Rendon’s  work  was  supplanted  by  other 
organizations. 

In  October  2001 ,  Bush  swore  in  Charlotte  Beers  as  the  new  Under  Secretary  of  State  for 
Public  Affairs  and  Public  Diplomacy.  Beers  had  been  a  highly  successful  advertising  executive 
on  Madison  Avenue.  Secretary  of  State  Colin  Powell  and  President  Bush  hoped  that  Beers 
would  be  able  to  use  her  advertising  skills  to  rejuvenate  State’s  public  affairs  and  public 
diplomacy  programs  to  sell  American  policy  and  values  overseas.^^® 

Reactions  to  Beers’  appointment  and  to  her  first  year  in  office  have  been  mixed.  Many 
critics  doubt  that  the  skills  which  succeed  in  selling  a  brand-name  product  to  American 
consumers  translate  well  into  skills  needed  to  sell  policy  and  win  a  war  of  ideas  with  foreigners. 
Many  complain  that  world  opinion  has  changed  little,  or  even  worsened  in  the  last  year.  Others 
feel  that  Beers  has  initiated  several  programs  that  may  have  an  impact  over  time.^^^ 

Early  in  August  2002,  Bush  announced  the  creation  of  the  Office  of  Global 
Communications  (OGC)  to  help  manage  and  shape  the  U.S.  image  abroad. Five  months 
later  Bush  signed  Executive  Order  1 3283,  officially  establishing  OGC  within  the  White  House 
Office.  Bush  assigned  OGC  the  mission  to  advise  the  President  on  the  most  effective  means 
“to  ensure  consistency  in  messages  that  will  promote  the  interests  of  the  United  States  abroad, 
prevent  misunderstanding,  build  support  for  and  among  coalition  partners  of  the  United  States, 
and  inform  international  audiences.”  This  advice  was  to  be  given  only  for  overt  information 

•  •  •  -1 PQ 

activities. 

Other  OGC  functions  specified  in  the  Executive  Order  include  assessing  methods  and 
strategies  used  by  the  government;  coordinating  the  formulation  of  messages  among 
appropriate  agencies;  working  with  other  departments  to  develop  a  strategy  for  disseminating 


29 


“truthful,  accurate  and  effective  messages”  about  American  policies,  people  and  culture;  and 
coordinating  the  creation  of  temporary  communication  teams  that  would  deploy  to  areas  of  high 
global  interest  and  media  attention.  Teams  could  not  deploy  without  consultation  with  State 
Department  and  DoD.^™ 

Like  the  Rendon  Group,  OGC  is  focusing  on  the  short-term  goal  of  winning  the  evening 
news  cycle  rather  than  making  any  long-term  effort  to  change  attitudes  and  opinions.  Its 
messages  are  more  informative,  more  journalistic,  than  persuasive.  OGC  reports  only  to  the 
White  House;  it  is  not  within  the  NSC  structure,  although  it  does  coordinate  with  the  two  PCCs 
discussed  below.  Despite  its  direct  link  to  the  White  House,  OGC  does  not  have  any  tasking 
authority.  The  last  line  of  the  Executive  Order  specifically  states  that  OGC  does  not  have 
authority  to  issue  directives  to  other  agencies.^^^ 

Bush  split  the  remaining  elements  of  strategic  influence  between  two  PCCs,  the  Counter 
Terrorism  Information  Strategy  (CTIS)  PCC  and  the  Strategic  Communications  PCC  (SC).  NSC 
chairs  the  CTIS  PCC,  which  is  responsible  for  countering  terrorist  hostile  propaganda  and 
contains  at  least  one  subgroup,  the  Counter  Propaganda  Working  Group.  Both  CIA  and  DoD 
participate  in  the  CTIS  PCC.  NSC  and  State  Department  act  as  co-chairs  of  the  SC  PCC,  which 
is  responsible  for  overt  public  affairs  and  public  diplomacy.  The  SC  PCC  has  four 
subcommittees:  Future  Directions,  Afghanistan,  Iraq,  and  the  State  Fusion  Center.  Neither  CIA 
nor  DoD  attends  the  SC  PCC.  And  while  the  NSC  chair  of  the  CTIS  PCC  attends  SC  PCC 
meetings,  the  reverse  is  not  true.^^^ 

In  August  2002,  Congress  also  approved  spending  $225  million  on  cultural  and 
information  programs  abroad,  mostly  targeting  Muslim  countries.  Representative  Henry  Hyde 
sponsored  the  bill,  citing  a  need  to  correct  a  “cacophony  of  hate  and  misinformation”  about  the 
U.S. 

In  March  2002,  the  U.S.  Broadcasting  Board  of  Governors  (BBG)  launched  Radio  Sawa, 
an  Arabic  entertainment  and  news  station  that  can  be  heard  throughout  the  Middle  East.  Within 
just  a  few  months,  ratings  increased  by  33%.  The  BBG  is  now  planning  a  television 
counterpart.^^'^ 

In  2001 ,  OSD  established  the  Office  of  Strategic  Influence  (OSI),  in  an  attempt  to  fill  the 
gaps  between  Bush’s  PCCs  and  the  OGC.  Officials  within  DoD  were  also  concerned  about  the 
void  left  from  the  nonfunctional  IPICG.  Bush’s  organizations  took  a  long  time  to  become  fully 
established  and  begin  working.  DoD  also  felt  that  the  three  organizations  were  too  narrowly 
focused  on  explaining  U.S.  policy  to  broad,  global  audiences.  None  appeared  to  be  focused  on 


30 


specific  target  audiences,  with  a  specific  strategy  and  objectives  in  mind,  or  on  the  government 
actions  needed  to  affect  long-term  U.S.  goals.^^® 

OSI  was  headed  by  Major  General  Worden,  U.S.  Air  Force.  OSI  was  nominally  under 
the  Assistant  Secretary  of  Defense  for  Special  Operations  and  Low  Intensity  Conflict  (ASD 
SOLIC),  who  had  policy  oversight  of  psychological  operations,  but  it  reported  directly  to  the 
Under  Secretary  of  Defense  for  Policy.  DoD  did  not  envision  that  OSI  would  be  solely  a  DoD 
organization.  OSI  sought  input  and  representatives  from  other  departments  from  the  beginning. 
DoD  hoped  that  OSI  would  be  a  catalyst  for  action,  and  once  it  started  developing  and 
implementing  influence  campaigns.  State  would  take  a  bigger  role,  and  eventually  OSI  would 
become  an  interagency  body.^^® 

MG  Worden  had  a  vision,  plans  and  objectives  for  what  he  believed  OSI  should 
accomplish  in  support  of  national  objectives  -  something  that  was  lacking  in  the  other  players  in 
strategic  influence  at  the  time.  One  of  the  first  things  OSI  looked  at  was  how  to  affect  change  in 
the  madrassas,  the  Muslim  schools,  where  the  current  curriculum  and  textbooks  are  virulently 
anti-American.^®^ 

In  a  classic  example  of  the  internecine  battles  that  have  always  plagued  strategic 
influence,  OSI  was  sabotaged  internally  within  DoD  and  abolished  by  Secretary  of  Defense 
Donald  Rumsfeld  less  than  five  months  after  its  establishment.  Someone  in  DoD  leaked 
information  to  the  press  that  OSI  intended  to  plant  false  messages  and  misinformation  in 
overseas  media,  news  that  would  then  be  reported  in  the  U.S.  as  factual.  This  type  of  action 
was  not  in  OSI’s  charter,  and  the  charge  was  never  substantiated.  Nonetheless,  Rumsfeld  felt 
that  the  damage  caused  by  the  media  controversy  and  exposure  were  too  great  to  overcome, 
and  he  closed  the  office. 

All  that  remains  in  OSD  for  strategic  influence  is  a  small  Office  of  Information  Activities 
(OIA)  buried  within  ASD  SOLIC.  OIA  has  retained  responsibility  for  policy  oversight  of  military 
psychological  operations  activities.  It  also  provides  the  OSD  representative  to  the  CTIS  PCC. 
OIA  hopes  to  implement  a  few  of  the  actions  recommended  by  OSI,  but  with  few  resources,  few 
personnel,  and  little  authority,  its  effectiveness  is  doubtful.  Additionally,  OIA  is  maintaining  a  low 
profile,  due  to  fears  that  whoever  sabotaged  OSI  will  also  sabotage  OIA.^®® 

JCS  currently  has  a  PSYOP  division,  generally  six  personnel  headed  by  an  Army  0-6, 
within  the  J-39,  Deputy  Director  for  Information  Operations  (DDIO),  a  directorate  that  has 
existed  only  since  1997.  Other  divisions  within  DDIO  have  responsibility  for  other  elements  of 
information  operations.  The  DDIO  himself  is  a  brigadier  general;  the  first  three  have  been  Air 
Force  generals.  This  gives  functional  responsibility  for  a  majority  of  strategic  influence  to  a 


31 


general  or  flag  officer,  something  that  had  been  missing  for  decades.  The  PSYOP  Division  has 
a  multitude  of  responsibilities:  coordinating  PSYOP  policy  within  JCS;  developing  and  staffing 
JCS  positions  on  DoD  and  national  policy  regarding  PSYOP;  promulgating  joint  PSYOP 
doctrine;  representing  JCS  in  the  interagency;  preparing  and  staffing  deployment  orders  for 
PSYOP  units;  shepherding  approval  of  PSYOP  plans  and  orders  within  JCS  and  the  Services; 
providing  national-level  PSYOP  guidance  to  the  combatant  commanders;  staffing  PSYOP 
product  approval  within  JCS  and  with  OSD,  when  approval  has  not  been  delegated  to  the 
regional  combatant  commanders;  and  providing  the  U.S.  representative  to  the  North  Atlantic 
Treaty  Organization  (NATO)  PSYOP  Working  Group. 

When  the  War  on  Terrorism  started  in  the  Fall  of  2001 ,  JCS  established  the  Information 
Operations  Task  Force  (lOTF),  at  the  direction  of  the  Chairman  of  the  Joint  Chiefs  of  Staff 
(CJCS),  General  Myers.  Originally,  the  CJCS  intended  the  lOTF  to  be  an  interagency  group 
that  would  direct  information  and  influence  operations  and  act  as  the  single  point  of  contact  for 
the  U.S.  Government;  its  original  title  was  “Information  Operations  Resource  Center  (lORC).” 
But  no  other  agencies  or  departments  would  participate  in  the  lORC.  No  other  agency  wanted 
to  put  their  people  under  a  DoD  brigadier  general. 

When  the  lORC  didn’t  become  an  interagency  group,  JCS  established  the  lOTF.  It  was 
given  space,  but  few  other  resources.  DDIO  stripped  almost  two-thirds  of  its  own  people, 
including  all  of  the  PSYOP  Division,  away  from  their  normal  duties  to  fill  the  lOTF.^'^^ 

The  lOTF  was  largely  ineffective  and  was  disbanded  in  July  2002.  It  initially  developed  a 
system  of  public  affairs,  PSYOP  and  information  operations  “alerts”  to  provide  guidance  and 
information  to  DoD  senior  officials  and  the  regional  combatant  commands.  No  one  ever  used 
the  public  affairs  or  PSYOP  alerts.  The  information  operations  alerts  became  just  “FYI”  notes 
for  the  DoD  leadership,  rather  than  action  documents.  The  alert  system  had  been  designed  to 
address  both  foreign  and  domestic  audiences;  however,  the  focus  quickly  changed  to  domestic 
audiences  to  gain  public  support  for  the  War  on  Terrorism.  One  positive  outcome  of  this  ill- 
conceived  idea  was  that  PSYOP  Division  personnel  were  returned  to  their  normal  duties,  due  to 
concerns  over  violation  of  the  Smith-Mundt  Act.^'^^ 

The  lOTF  did  create  an  excellent,  scientific  database  to  measure  and  track  “Measures  of 
Effectiveness”  (MOE)  for  information  operations.  Effective  MOE  tracking  is  a  shortcoming  in 
PSYOP  and  information  operations.  However,  many  DoD  officials  questioned  the  resources 
and  effort  put  into  the  MOE  database  when  there  was  not  an  effective  information  operations 
program  to  track.  As  one  official  put  it,  “we  had  the  Cadillac  of  MOE  databases  with  the  Yugo  of 
information  operations  campaigns.”^'^^ 


32 


Within  the  Armed  Forces,  there  is  still  only  one  active  duty  organization,  the  4*^ 
Psychological  Operations  Group  (4*^  POG).  It  is  a  de  facto  national  asset.  This  one  unit 
provides  support  to  all  levels  of  DoD,  from  brigade  to  unified  command,  to  both  conventional 
forces  and  special  operations,  and  to  the  other  Services.  4*^  POG  also  frequently  provides 
analytical  support  and  PSYOP  products  directly  to  national  level  agencies  and  organizations. 
Within  the  4‘^  POG  is  the  Strategic  Studies  Detachment  -  a  group  of  high-quality  civilian 
intelligence  analysts  and  area  experts  who  provide  detailed  PSYOP  studies  and  assessments  in 
support  of  unified  commands  and  national-level  agencies. 

In  early  2002,  Rumsfeld  published  his  Defense  Planning  Guidance  (DPG).  The  DPG 
directed  OSD,  JCS  and  the  Services  to  develop  an  “Information  Operations  Roadmap”  to 
improve  DoD  capabilities.  The  DPG  included  fourteen  separate  sub-studies  that  were  to  be 
addressed  in  the  Roadmap.  These  included  recommendations  for  the  establishment  of  a 
strategic  PSYOP  detachment,  for  improved  education  on  information  operations,  and  for 
improvements  in  the  information  operations  career  field,  including  the  creation  of  flag  officer 
positions. 

The  DPG  itself  and  the  Information  Operations  Roadmap  developed  within  DOD  remain 
classified.  The  Roadmap  does  recommend  a  significant  budget  increase  for  military  PSYOP.  It 
also  recommends  the  establishment  of  a  strategic  PSYOP  unit.  Officials  in  DoD  are  not 
commenting  on  what  the  unit  will  look  like,  where  it  will  be  located  or  to  whom  it  will  report. 
Experts  in  the  field  believe  that  it  should  be  located  in  the  Washington,  D.C.  area,  to  properly 
integrate  into  the  interagency  strategic  influence  effort,  including  providing  support  to  other 
agencies.  However,  many  are  afraid  that  the  controversy  over  OSI  would  extend  to  the  new  unit 
and  limit  its  ability  if  it  were  located  in  the  area;  alternative  sites  and  command  structures  are 
being  explored. 

THE  WAY  AHEAD 

“Why  is  the  PSYOP  contest  so  asymmetrical?  One  might  assume  that  a 
“battle  of  ideas”  should  be  won  by  a  superpower  that  has  more 
communications  consultants,  advertising  executives,  information  and  media 
specialists,  political  advisers,  public  relations  professionals,  and 
psychologists  than  the  total  number  of  [operatives  in  Al  Oaeda].”^'^® 

Originally  written  about  the  failure  of  U.S.  “hearts  and  minds”  campaigns  during  the 
Vietnam  War,  the  quote  above  is  equally  valid  today.  Is  the  Bush  Administration  organized 


33 


effectively  to  counter  the  growing  anti-American  sentiment  around  the  world?  What  can  the 
Bush  Administration  learn  from  the  past? 

The  strongest  periods  of  U.S.  strategic  influence  had  several  common  features: 
permanent,  rather  than  ad  hoc  organizations;  specific  charters  outlining  roles  and 
responsibilities  for  all  agencies;  top-level  interest,  guidance  and  cover;  and  full-time  staffs. 
Further,  the  various  departments  had  dedicated  full-time  people  who  had  direct  access  to  key 
policy  decision  makers. 

It’s  ironic  that  back  in  Truman’s  and  Eisenhower’s  Administrations,  when  the  news 
media  was  extremely  slow  compared  to  today,  there  was  better  recognition  than  exists  today 
that  timeliness  of  decisions  and  activities  is  critical  to  strategic  influence.  This  is  particularly  true 
in  DoD,  where  the  trained,  experienced  action  officers  are  buried  under  layers  of  staffs  levels, 
often  headed  by  people  who  have  little  understanding  or  appreciation  of  the  psychological 
impacts  of  policy.  The  21^’  century  information  cycle  will  not  wait  while  an  action  officer  staffs 
policy  decisions  through  several  levels. 

The  Bush  Administration  should  re-evaluate  how  it  has  organized  to  conduct  strategic 
influence.  The  current  structure  is  trifurcated,  with  responsibilities  split  between  three  different 
organizations  (OGC,  CTIS  PCC,  SC  PCC).  Additionally,  due  to  their  narrow  focus  and  lack  of 
participation  by  all  departments  involved  in  strategic  influence,  gaps  exist.  Areas  available  for 
influence  are  not  being  exploited. 

One  person  should  be  in  charge  of  strategic  influence  for  the  President  -  one  person, 
who  is  a  member  of  NSC,  not  one  of  the  departments,  agencies,  PCCs,  or  OGC;  one  who  can 
direct,  coordinate  and  provide  guidance  to  all.  In  today’s  Information  Age,  the  President  needs 
a  Special  Assistant  to  the  President  for  Information  Activities -a  National  Information  Adviser 
(NIA).  The  NIA  should  be  provided  a  full-time  staff,  with  experts  from  all  the  agencies,  as 
Eisenhower  did  with  his  second  POCC,  established  in  January  1954. 

Both  Eisenhower’s  POCC  and  Reagan’s  SPG,  established  under  NSPD  77,  provide 
models  to  build  on.  The  role  of  the  NIA  would  not  be  much  different  from  the  POCC  Chair,  the 
OCB  Executive  Secretary,  or  the  SPG  Chair,  the  National  Security  Adviser.  The  key  difference 
is  that  national  psychological  strategy  was  just  one  of  their  myriad  duties.  Appointing  an  NIA, 
with  a  dedicated  staff,  whose  sole  responsibility  would  be  strategic  influence,  would  greatly 
improve  coordination  of  strategic  influence  activities  and  the  quality  of  advice  provided  to  the 
President.  The  authority  invested  in  the  position  would  also  improve  implementation  of 
activities.  Both  the  PSB  and  IPICG  failed  because  they  lacked  sufficient  authority  to  direct  the 
coordination  and  implementation  of  policy  decisions,  and  because  they  could  not  rise  above 


34 


interagency  rivalry.  Further,  having  an  NIA  should  improve  timeliness  of  interagency  action.  It 
has  taken  Bush’s  SC  PCC  nearly  two  years  to  develop  a  vision  and  charter. 

Additionally,  the  Bush  Administration  needs  to  articulate  a  national  psychological 
strategy,  a  strategy  that  is  as  broad  and  encompassing  as  the  containment  strategy  of  the  Cold 
War.  The  nuclear  threat,  combined  with  other  weapons  of  mass  destructions  (WMD),  is  as 
imminent  today  as  ever.  And  the  threat  of  another  attack  like  1 1  September  is  even  greater. 

But  now  many  of  the  potential  perpetrators  are  non-state  actors.  Just  as  in  the  Cold  War,  the 
U.S.  must  use  all  elements  of  national  power  to  deter  the  use  of  WMD.  Strategic  influence,  as 
defined  in  the  beginning  of  this  paper,  will  be  key  to  success.  Persuasive  information  alone  will 
not  be  sufficient;  messages  must  be  backed  up  by  action  or  they  will  be  ineffectual.  Reagan’s 
NSPD  1 30  provides  a  starting  model,  although  it  needs  to  be  updated.  As  one  writer  put  it, 
“NSDD  130  should  be  dusted  off  and  made  required  reading  throughout  the  executive  and 
legislative  branches.  This  landmark  document  established  international  information  as  a  major 
instrument  of  national  security  policy,  and  the  responsibility  of  no  single  agency  of  the 
government. 

Gordon  Gray’s  priorities  upon  becoming  director  of  the  PSB  also  provide  a  good 
example  of  how  to  begin  addressing  a  national  psychological  strategy.  The  national 
psychological  strategy  should  clearly  define  national  interests  and  objectives.  Goals  not  clearly 
defined  are  rarely  achieved.  Goals  specifically  defined  will  guide  effective  action  by  the 
departments;  generalized  statements  will  lead  to  continued  inaction  and  interagency  rivalry, 
and,  ultimately,  an  ineffective  strategic  influence  program.  Objectives  should  include  not  just 
adversarial  or  hostile  audiences,  but  also  allies  and  neutral  audiences.  The  weakening  of  U.S. 
alliance  structures  has  been  a  key  strategic  objective  of  U.S.  opponents  in  recent  years. 

A  national  psychological  strategy  should  concentrate  equally  on  long-term  attitude  and 
behavior  changes  as  on  explaining  U.S.  policy  to  foreign  audiences.  The  feelings  that  begat  the 
acts  of  1 1  September  did  not  occur  overnight.  Those  attitudes  had  been  building  for  years,  and 
they  will  not  change  overnight.  A  national  psychological  strategy  should  also  incorporate  U.S. 
Government  actions  that  help  foster  positive  changes  in  the  social  and  political  conditions  that 
continue  to  create  animosity  towards  the  U.S.  This  may  include  re-examining  U.S.  policies 
versus  U.S.  national  interests  -  is  it  more  in  the  national  interest  to  continue  policies  which  are 
engendering  such  hostile  attitudes,  or  would  it  be  more  in  the  U.S.  national  interest  to  modify 
that  policy  to  mitigate  the  negative  response? 

The  PSB’s  first  report  on  its  assessment  of  the  U.S  psychological  efforts  noted  that,  “the 
contract  between  the  messages  of  freedom  and  democracy  that  were  often  broadcast  and  the 


35 


actions  of  the  U.S.  was  often  stark.  The  implication  was  that  the  current  method  of  policy 
formulation  could  be  more  effective  if  the  message  and  the  actions  were  more  closely 
coordinated.”^'^®  One  of  the  NIA’s  responsibilities  would  be  to  ensure  that  psychological  impact 
of  policies  when  communicated  to  foreign  audiences  is  considered  before  the  adoption  of  the 
policy. 

Secretary  Rumsfeld  needs  to  reorganize  DoD  as  well.  First,  DoD  needs  someone  with 
the  appropriate  position  and  authority  to  oversee  the  policy  and  to  coordinate  DoD  strategic 
influence  activities  among  DoD  public  affairs,  military  PSYOP,  and  other  military  information 
activities.  Just  as  the  President  needs  an  NIA,  so  too  does  Secretary  Rumsfeld  need  an  adviser 
who  is  dedicated  to  strategic  influence.  History  provides  an  example  -  the  Deputy  for 
Psychological  Policy  under  Truman.  Today,  however,  a  “Deputy  for  Information  Policy”  would 
best  be  placed  directly  under  the  Under  Secretary  of  Defense  for  Policy  (USDP),^'^®  so  that  the 
position  would  be  above  that  of  the  several  Assistant  Secretaries  of  Defense  who  are  players  in 
strategic  influence.  OIA  should  then  be  moved  under  the  new  Deputy  for  Information  Policy. 

DoD  also  needs  to  formally  establish  a  DoD  Committee  on  strategic  influence,  as  has 
been  done  several  times  in  the  past.  The  officers  and  officials  within  JCS  and  OSD  do  a  good 
job  of  communicating  and  coordinating  among  themselves.  However,  formalization  lends 
legitimacy  and  gets  attention.  Flag  officers  and  senior  officials  do  not  perceive  ad  hoc  groups 
and  meetings  as  being  important  compared  to  committee  meetings  which  the  Secretary  of 
Defense  or  the  USDP  has  declared  will  occur. 

One  area  that  the  Administration  should  address  immediately  is  the  distrust  and 
antipathy  of  the  military  by  other  departments  involved  in  strategic  influence.  PSB  was  based 
on  the  false  premise  that  you  could  separate  psychological  strategy  from  national  strategy. 
Equally  fallacious  in  today’s  world  of  instant,  worldwide  communications  is  the  notion  that  you 
can  separate  military  psychological  activities  from  public  affairs  and  public  diplomacy.  There  is 
a  prevailing  misconception  in  the  State  Department  and  public  affairs  field  that  military 
psychological  operations  are  not  truthful,  and  that  contact  with  PSYOP  will  somehow  taint  public 
affairs  and  public  diplomacy.  While  there  are  valid  reasons  for  keeping  the  messages  and 
activities  separated  in  the  eyes  of  foreign  audiences,  those  reasons  do  not  apply  to  coordination 
at  the  U.S.  national  level. 

The  initial  strategic  influence  efforts  of  the  Bush  Administration  have  revealed  a  typically 
American  myopic  viewpoint:  Americans  assume  that  other  people  think  as  they  do  and  want  the 
same  things  that  American  do  -  that  other  people  want  to  be  like  Americans.  For  instance,  one 
of  the  first  information  products  developed  by  Beers  was  a  series  of  videos  showing  Muslim  life 


36 


and  activities  in  the  U.S.  This  exemplifies  the  naivete  that  simply  showing  America  to  foreign 
Muslims  would  convince  them  that  they  would  want  to  emulate  America  and  shouldn’t  disagree 
with  U.S.  policies .  It  also  demonstrated  little  understanding  of  how  the  target  audience  would 
view  the  film  -  Muslims  in  this  country  live  in  luxury  compared  to  most  of  the  Muslims  overseas 
that  the  videos  targeted.  The  target  audiences  could  not  identify  with  the  film,  there  was  no 
emotional  connection. 

The  Administration’s  efforts  also  appear  to  be  hampered  by  “political  correctness,” 
something  that  has  been  a  bane  for  military  PSYOP  for  years.  In  an  effort  not  to  offend 
anybody,  products  are  bland,  without  emotional  impact.  On  other  hand,  terrorist  propaganda 
does  not  simply  reach  for  hearts  and  minds;  it  activates  envy,  fear  and  anger  by  stirring  primal 
emotions.^®®  Television  provides  numerous  examples  of  angry,  intense,  committed  anti- 
American  protestors.  Seldom  do  you  see  equally  emotionally  committed  people  protesting  for 
the  United  States.  At  some  point,  strategic  influence  must  go  beyond  simply  informing  and 
educating  and  must  involve  the  emotions  of  the  target  audiences. 

“Painful  as  it  may  be  to  face  squarely  the  question  of  American  cultural 
inhibitions  in  the  area  of  psychological-political  conflict,  the  effort  is 
necessary  -  in  order  not  only  to  develop  intelligent  approaches  to  dealing 
with  them  but  also  to  achieve  the  cultural  self-consciousness  essential  for 
effective  participation  in  this  kind  of  conflict.  It  is  essential  because 
Americans  tend  to  assume  that  people  everywhere  are  much  like 
themselves,  with  similar  fundamental  motivations  and  views  of  the  world. 

But  blindness  to  differences  in  national  characteristics  is  apt  to  be  a  fatal 
handicap  for  anyone  attempting  to  affect  the  psychological  orientation  and 
political  behavior  of  foreign  audiences.”^®^ 

The  answer  to  the  question,  “Why  do  they  hate  us?,”  is  not  just  that  they  don’t 
understand  us.  Simply  explaining  U.S.  policy,  U.S  motives,  and  the  U.S.  way  of  life  will  not 
change  hostile  audiences  if  they  perceive  our  policies  as  inimical  to  their  way  of  life.  A  world- 
class  strategic  influence  campaign  will  not  be  the  panacea  for  overcoming  the  current  difficulties 
in  world  opinion.  No  wizardry  in  communications  can  make  bad  policy  decisions  or  actions 
palatable.  However,  having  a  competent  strategic  influence  campaign  is  essential  to  U.S. 
victory  in  the  War  on  Terrorism.  Without  one,  anti-American  sentiment  will  continue  to  grow, 
and  the  U.S  will  be  increasingly  vulnerable  to  more  attacks  like  1 1  September  2001 . 


WORD  COUNT  =  15,387 


37 


38 


ENDNOTES 


^  Alfred  H.  Paddock,  Jr.,  “Military  Psychological  Operations,”  in  Political  Warfare  and 
Psychological  Operations:  Rethinking  the  US  Approach,  ed.  Frank  B.  Barnett  and  Carnes  Lord 
(Washington,  D.C.:  National  Defense  University  Press,  1989),  46. 

^  Alfred  H.  Paddock,  Jr.,  U.S.  Army  Special  Warfare:  Its  Origins  (Lawrence,  KS: 
University  Press  of  Kansas,  2002),  3-4. 

'  Ibid.,  4-6. 

"  Ibid.,  6-7. 

'  Ibid.,  8. 

®  Ibid.,  8-9. 

"  Ibid.,  9. 

®  Paddock,  Political  Warfare  and  Psychological  Operations,  46. 

®  Paddock,  U.S.  Army  Special  Warfare,  12. 

Ibid.,  15-17. 

”  Paddock,  Political  Warfare  and  Psychological  Operations,  47. 

Paddock,  U.S.  Army  Special  Warfare,  41 . 

Ibid.,  43-45. 

Ibid.,  20. 

Ferdinand  Eberstadt,  “Postwar  Organization  for  National  Security,”  in  Decisions  of  the 
Highest  Order:  Perspectives  on  the  National  Security  Council,  ed.  Karl  F.  Inderfurth  and  Loch  K. 
Johnson  (Pacific  Grove,  CA:  Brooks/Cole  Publishing  Company,  1988),  29-30. 

Ibid.,  31. 

''  Ibid.,  33. 

U.S.  Congress,  “The  National  Security  Act  of  1947,”  in  Decisions  of  the  Highest  Order: 
Perspectives  on  the  National  Security  Council,  ed.  Karl  F.  Inderfurth  and  Loch  K.  Johnson 
(Pacific  Grove,  CA:  Brooks/Cole  Publishing  Company,  1988),  37. 

Ibid.,  38-39;  Eberstadt,  “Post  War  Organization”,  33. 


39 


Benjamin  R.  Rose,  Presidentially  Mandated  Strategic  Psychological  Warfare  Policy 
Coordination  Under  Truman  and  Eisenhower:  The  Psychological  Strategy  Board  and  the 
Operations  Coordinating  Board  (Harrisonburg,  VA:  James  Madison  University,  1 999),  10-11. 

The  National  Security  Resources  Board  (NSRB)  was  created  by  the  National  Security 
Act  of  1947,  and  disestablished  in  1953,  primarily  because  many  of  its  functions  were 
transferred  to  other  agencies.  The  NSRB  monitored,  planned  and  coordinated  the  use  of 
national  assets  in  the  event  of  an  atomic  attack  on  the  U.S. 

Rose,  15-16. 

Ibid.,  11-12. 

Smith-Mundt  Act,  U.S.  Code,  Title  22,  Chapter  18,  Sec.  1461  (1948);  excerpt  available 
from  <http:www4.law.cornell.edu.uscode/22/1461  .html>;  Internet;  accessed  27  February  2003. 

Rose,  13-15. 

Carnes  Lord,  “The  Psychological  Dimension  in  National  Security,”  in  Political  Warfare 
and  Psychological  Operations:  Rethinking  the  US  Approach,  ed.  Frank  B.  Barnett  and  Carnes 
Lord  (Washington,  D.C.:  National  Defense  University  Press,  1989),  14;  Rose,  40. 

Rose,  18;  Paddock,  U.S.  Army  Special  Warfare,  40. 

Paddock,  U.S.  Army  Special  Warfare,  94-95. 

Paddock,  Political  Warfare  and  Psychological  Operations,  47. 

Rose,  20. 

U.S.  Department  of  Defense,  Organization,  Office  of  Psychological  Policy,  Department 
of  Defense  Directive  C-5132.1  (Washington,  D.C.:  U.S.  Department  of  Defense,  21  April  1952), 
1. 


Rose,  21 . 

Stanley  L.  Falk,  “The  NSC  Under  Truman  and  Eisenhower,”  in  Decisions  of  the 
Highest  Order:  Perspectives  on  the  National  Security  Council,  ed.  Karl  F.  Inderfurth  and  Loch  K. 
Johnson  (Pacific  Grove,  CA:  Brooks/Cole  Publishing  Company,  1988),  71 ;  Thomas  J.  Saxon, 
Jr.,  The  Evolution  of  the  National  Security  Council  System  Under  President  Nixon  (Ann  Arbor, 
Ml:  University  Microfilms,  1971),  94. 

Department  of  Defense  Directive  C-51 32.1 ,  1 . 

Rose,  21. 

Rose,  24. 

Rose,  22-23. 


40 


Department  of  Defense  Directive  C-51 32.1 ,  1 ;  Paddock,  U.S.  Army  Special  Warfare, 
40. 

Lord,  Political  Warfare  and  Psychological  Operations,  14. 

Department  of  Defense  Directive  C-51 32.1 , 2. 

Ibid.,  3. 

Paddock,  U.S.  Army  Special  Warfare,  2. 

Rose,  29. 

Paddock,  U.S.  Army  Special  Warfare,  139. 

U.S.  Department  of  Defense,  Internal  Organization  of  the  Department  of  Defense  for 
Psychological  Operations,  Department  of  Defense  Directive  S-3140.1  (Washington,  D.C.:  U.S. 
Department  of  Defense,  10  January  1953),  1 . 

Ibid.,  3. 

Ibid.,  4. 

Saxon,  108;  Rose,  35. 

National  Security  Council,  Responsibilities  and  Principles  Governing  the  Conduct  of 
the  Foreign  Information  Program  and  Psychological  Warfare,  National  Security  Council 
Memorandum  (Washington,  D.C.:  National  Security  Council,  25  January  1954),  2. 

Saxon,  110,  117;  Rose,  38,  42. 

Saxon,  117;  Robert  Cutler,  “The  Development  of  the  National  Security  Council,”  in 
Decisions  of  the  Highest  Order:  Perspectives  on  the  National  Security  Council,  ed.  Karl  F. 
Inderfurth  and  Loch  K.  Johnson  (Pacific  Grove,  CA:  Brooks/Cole  Publishing  Company,  1988), 

59;  Rose,  46-47. 

Saxon,  113. 

Saxon,  117;  Falk,  73. 

Saxon,  117-119. 

National  Security  Council  Memorandum,  Responsibilities  and  Principles  Governing  the 
Conduct  of  the  Foreign  Information  Program  and  Psychological  Warfare,  2. 

Lord,  Political  Warfare  and  Psychological  Operations,  19. 

Cutler,  61 ;  Lord,  14. 


41 


National  Security  Council  Memorandum,  Responsibilities  and  Principles  Governing  the 
Conduct  of  the  Foreign  Information  Program  and  Psychological  Warfare,  3. 

National  Security  Council  Memorandum,  Responsibilities  and  Principles  Governing  the 
Conduct  of  the  Foreign  Information  Program  and  Psychological  Warfare,  4. 

Saxon,  1 20. 

Saxon,  142. 

National  Security  Council,  Wartime  Organization  for  Overseas  Psychological 
Operations,  National  Security  Council  Memorandum  5812/1  (Washington,  D.C.:  National 
Security  Council,  4  June  1958). 

Frank  R.  Barnett,  “Afterword  -  Twelve  Steps  to  Improving  American  PSYOP,”  in 
Political  Warfare  and  Psychological  Operations:  Rethinking  the  US  Approach,  ed.  Frank  B. 
Barnett  and  Carnes  Lord  (Washington,  D.C.:  National  Defense  University  Press,  1989),  212. 

U.S  Department  of  the  Army,  The  Art  and  Science  of  Psychological  Operations:  Case 
Studies  of  Military  Application,  Volume  One,  Department  of  the  Army  Pamphlet  525-7-1 
(Washington,  D.C.:  U.S.  Department  of  the  Army,  April  1976),  110. 

Saxon,  149;  Henry  M.  Jackson,  “Organizing  for  National  Security,”  in  Decisions  of  the 
Highest  Order:  Perspectives  on  the  National  Security  Council,  ed.  Karl  F.  Inderfurth  and  Loch  K. 
Johnson  (Pacific  Grove,  CA:  Brooks/Cole  Publishing  Company,  1988),  85. 

Jackson,  86-87. 

Saxon,  1 58. 

McGeorge  Bundy,  “Questions  Arising  from  CIA  Support  of  Certain  Activities,”  National 
Security  Action  Memorandum  A/umber  3  (Washington,  D.C.:  The  White  House,  15  April  1961). 

McGeorge  Bundy,  “An  Effective  Countertheme  to  ‘Peaceful  Coexistence’,”  National 
Security  Action  Memorandum  Number  61  (Washington,  D.C.:  The  White  House,  14  July  1961). 

McGeorge  Bundy,  “Policy  Guidance  and  Preemption  of  U.S.  Government-Controlled 
Broadcasting,”  National  Security  Action  Memorandum  Number  63  (Washington,  D.C.:  The 
White  House,  24  July  1 961 ). 

John  F.  Kennedy,  “Establishment  of  the  Special  Group  (Counter-Insurgency),” 

National  Security  Action  Memorandum  Number  124  (Washington,  D.C.:  The  White  House,  18 
January  1962). 

Barnett,  Political  Warfare  and  Psychological  Operations,  212. 

U.S.  Joint  Chiefs  of  Staff,  National  Coordination  of  Psychological  Operations,  Joint 
Chiefs  of  Staff  Study  (Washington,  D.C.:  The  Joint  Staff,  n.d.),  11-3  -  11-4. 

Paddock,  Political  Warfare  and  Psychological  Operations,  48. 


42 


Saxon,  238. 

Lyndon  B.  Johnson,  “Informational  and  Psychological  Warfare  Programs  in  South 
Vietnam,”  National  Security  Action  Memorandum  Number  325  (Washington,  D.C.:  The  White 
House,  12  March  1965);  Lyndon  B.  Johnson,  “Intensified  and  Expanded  PSYOPS  Activities  in 
Vietnam,”  National  Security  Action  Memorandum  Number  330  (Washington,  D.C.:  The  White 
House,  9  April  1965). 

Alfred  H.  Paddock,  Jr,  <paddockal(a)earthlink.net>,  “Assistance,”  electronic  mail 
message  to  author,  12  February  2003. 

Saxon,  255. 

“Presidential  Directives  and  Executive  Orders,”  Available  from 
<http://www.fas.org/irp/offdocs/direct.htm>;  Internet;  accessed  28  January  2003. 

Barnett,  Political  Warfare  and  Psychological  Operations,  212. 

Paddock,  “Assistance.” 

Lord,  Political  Warfare  and  Psychological  Operations,  15. 

James  E.  Carter,  “The  National  Security  Council  System,”  Presidential  Directive/NSC 
2  (Washington,  D.C.:  The  White  House,  20  January  1977). 

Alfred  H.  Paddock,  Jr.,  “U.S.  Military  Psychological  Operations:  Past,  Present,  and 
Future,”  in  Psychological  Operations  and  Political  Warfare  in  Long-Term  Strategic  Planning,  ed 
Janos  Radvanyi  (New  York:  Praeger’s,  1990),  23. 

Ronald  W.  Reagan,  “United  States  International  Broadcasting,”  National  Security 
Decision  Directive  Number  45  (Washington,  D.C.:  The  White  House,  1 5  July  1 982),  1 . 

Ibid.,  1-2. 

Ibid.,  3. 

Ronald  W.  Reagan,  “Management  of  Public  Diplomacy  Relative  to  National  Security,” 
National  Security  Decision  Directive  Number  77  (Washington,  D.C.:  The  White  House,  1 4 
January  1 983),  1. 

Ibid.,  3. 

Ibid.,  2. 

Ibid.,  2-3. 

Ronald  W.  Reagan,  “US  International  Information  Policy,”  National  Security  Decision 
Directive  Number  130  (Washington,  D.C.:  The  White  House,  6  March  1984),  1 . 

Ibid.,  1-4. 


43 


94 


Ibid.,  3-4. 


Paddock,  Psychological  Operations  and  Political  Warfare,  23. 

Ibid.,  24. 

Ibid.,  29. 

Ibid.,  30. 

Jack  Summe,  COL  (USA),  Chief,  Information  Strategy  Division,  Joint  Staff  J-39, 
interview  by  author,  3  February  2003,  The  Pentagon,  Arlington,  VA. 

Lord,  Political  Warfare  and  Psychological  Operations,  21 . 

Dave  Lowe,  Idea  to  Reality:  A  Brief  History  of  the  National  Endowment  for 
Democracy,  available  from  <http://www.ned.org/about/nedhistory.html>;  Internet;  accessed  1 
February  2003. 


Robert  W.  Trost  III,  COL  (USA,  Ret),  Chief,  Information  Strategy  Division,  Joint  Staff 
J-39,  June  1997  -  July  2000,  interviews  by  author,  October  2002  and  February  2003,  Fairfax, 
VA. 


George  Bush,  “Review  of  U.S.  Government  International  Broadcasting  Activities,” 
National  Security  Review  24  {Washington,  D.C.:  The  White  House,  28  March  1990). 

George  Bush,  “United  States  Government  International  Broadcasting,”  National 
Security  Directive  51  (Washington,  D.C.:  The  White  House,  17  October  1990). 

Ibid.;  “About  the  Broadcasting  Board  of  Governors;”  available  from 
<http:www.bbg.gov/bbg_aboutus.htm>;  Internet;  accessed  5  March  2003. 

William  J.  Clinton,  “International  Public  Information,”  Presidential  Decision 
Directive/NSC-68  {Washington,  D.C.:  The  White  House,  30  April  1999);  Joshua  Muravchik, 
“Hearts,  Minds,  and  the  War  Against  Terror,”  Commentator  {May  2002):  25-30 ;  database  on¬ 
line;  available  from  ProQuest;  accessed  1  October  2002. 

Richard  G.  Lugar,  “Beating  Terror,”  Washington  Post{27  January  2003);  available 
from  <http://www.us.arm.mil/portal/jhtml/earlyBird/Jan2003/e200301 271 491 68.html>;  Internet; 
accessed  27  January  2003. 

Trost. 

Clinton,  2;  Neil  Munro,  “Infowar:  AK-47s,  Lies  and  Videotape,”  Association  for 
Computing  Machinery  {Juiy  1999):  19-22;  database  on-line;  available  from  ProQuest;  accessed 
22  October  2002. 

Clinton,  1. 


44 


Ibid.,  2;  “Overt  international  military  information”  is  just  one  of  several  euphemisms 
used  by  other  agencies  to  refer  to  military  psychological  operations. 

Ibid.,  3. 

Ibid. 

Ibid. 

Ibid.,  4. 

""  lbid.,4;Trost. 

Clinton,  1;  Muravchik. 

"®Trost. 

Trost. 

Jack  Summe  <jack.summe(a)js.pentagon.mil>,  “PDD  68  &  the  IPI  Core  Group,” 
electronic  mail  message  to  author,  22  October  2002. 

“The  U.S.  Tries  Spinning  the  Globe,”  Columbia  Journalism  Review  {Nov/Dec  1999): 

1 1 ;  database  on-line;  available  from  ProOuest;  accessed  1  October  2002;  “U.S.  Creates  New 
Agency;  Unit  to  Coordinate  Flow  of  Information  Overseas,”  The  Washington  Post  (13  August 
1999):  A23;  database  on-line;  available  from  ProOuest;  accessed  1  October  2002;  Ben  Barber, 
“Information-Control  Plan  Aimed  at  U.S.,  Insider  Says,”  The  Washington  Times  (29  July  1999): 
A1 ;  database  on-line;  available  from  NewsLibrary;  accessed  16  October  2002;  Joel  Bleifuss, 
“Ready,  Aim,  Inform,”  In  These  Times  (March  2000);  database  on-line;  available  from  Guerrilla 
News  Network 

<http://www.guerillanews.com/counter_intel/propaganda_inc/ready_aim_inform.html>;  internet; 
accessed  21  October  2002. 

Summe,  “PDD  68  &  the  IPI  Core  Group.” 

Summe,  interview. 

Franklin  Foer,  “Flacks  Americana:  John  Rendon’s  Shallow  P.R.  War  on  Terrorism,” 
The  New  Republic  (20  May  2002);  internet;  available  at 

<http://www.tnr.com/docprint. mhtml?i=20020520&s=foer05202002>;  accessed  6  Mar  2003. 

John  Barry,  Richard  Wolffe,  and  Christopher  Dickey,  “The  Real  War  will  be  for  Muslim 
Hearts  and  Minds;  Selling  the  United  States,”  Newsweek  {30  December  2002);  database  on¬ 
line;  available  from  ProOuest;  accessed  27  February  2002;  Arundhati  Parmar,  “Full-Court 
Press,”  Marketing  News  {9  December  2002);  database  on-line;  available  from  ProOuest; 
accessed  27  February  2003. 


45 


Ira  Teinowitz,  “Beers  Draws  Mixed  Review  After  One  Year,”  Advertising  Age  (23 
September  2002);  database  on-line;  available  from  ProQuest;  accessed  27  February  2003; 
Parmar. 

Ellen  Hale,  “Global  Warmth  for  U.S.  After  9/1  Turns  to  Frost;  Military  Plans  Repulse 
Even  European  Allies,”  USA  Today  Oniine  (14  August  2002);  database  on-line;  available  from 
ProQuest;  accessed  10  February  2003;  Michael  Holtzman,  “Privatize  Public  Diplomacy,”  New 
York  Times  (8  August  2002):  25;  database  on-line;  available  from  ProQuest;  accessed  1 
October  2002. 

George  W.  Bush,  “Establishing  the  Office  of  Global  Communications,”  Executive 
Order  13283  (21  January  2003)]  available  from  <http:www.fas.org/irp/offdocs/eo/eo- 
13283.htm>;  accessed  25  February  2003. 


Summe,  interview;  Trost;  Thomas  Timmes,  Policy  Assistant,  Office  of  the  Assistant 
Secretary  of  Defense  for  Special  Operations  and  Low  Intensity  Conflict,  interview  by  author,  3 
February  2003,  The  Pentagon,  Arlington,  VA. 


John  Harwood,  “Public  Diplomacy  Problems  Predate  Bush  Administration,”  Wail 
Street  Journal  {5  March  2003);  database  on-line;  available  from  ProQuest;  accessed  6  March 
2003;  Parmar. 


Timmes ;  Michael  Furlong,  Policy  Assistant,  Office  of  the  Assistant  Secretary  of 
Defense  for  Special  Operations  and  Low  Intensity  Conflict,  interview  by  author,  3  February 
2003,  The  Pentagon,  Arlington,  VA;  Daniel  Devlin,  Policy  Assistant,  Office  of  the  Assistant 
Secretary  of  Defense  for  Special  Operations  and  Low  Intensity  Conflict,  interview  by  author,  3 
February  2003,  The  Pentagon,  Arlington,  VA. 


136 

137 

138 

139 

140 

141 

142 

143 


Timmes;  Furlong;  Devlin. 
Timmes;  Furlong;  Devlin. 
Timmes;  Furlong;  Devlin. 
Trost;  Summe,  interview. 
Summe,  interview. 

Ibid. 

Ibid. 

Ibid.;  Timmes. 


46 


Summe,  interview. 

Barnett,  Political  Warfare  and  Psychological  Operations,  213.  The  original  quote 
read,  “...soldiers  in  Hanoi’s  army.” 

Richard  G.  Stilwell,  “Comment -The  Psychological  Dimension  in  National  Security,” 
in  Political  Warfare  and  Psychological  Operations:  Rethinking  the  US  Approach,  ed.  Frank  B. 
Barnett  and  Carnes  Lord  (Washington,  D.C.:  National  Defense  University  Press,  1989),  42. 

Lord,  Political  Warfare  and  Psychological  Operations, M. 

Rose,  28. 

The  formal  title  would  then  become,  “Deputy  Under  Secretary  of  Defense  for 
Information  Policy.” 

Barnett,  Political  Warfare  and  Psychological  Operations,  217. 

Lord,  Political  Warfare  and  Psychological  Operations,  21  -22. 


47 


48 


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